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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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2025 Mid-Year Securities Enforcement Update by Jina Choi, Osman Nawaz, David Woodcock, and Michael Ulmer – Gibson, Dunn & Crutcher LLP

Navigating Derivative Litigation in Delaware and Pennsylvania: A Comparative Analysis by Jay A. Dubow, Katie Rose Hancin, and Dominique Hazel-Criss – Troutman Pepper Locke, LLP

Valuing Terminated Credit Default Swaps: LBIE V. Assured Guaranty by Roger A. Cooper and Sara Watson – Cleary Gottlieb Steen & Hamilton LLP

How Gatekeepers Should Handle Whistleblowers by Osman Nawaz and Brian A. Richman – Gibson, Dunn & Crutcher LLP

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The Evolving Securities Regulatory Framework for Registered Index-Linked Annuities by Dodie C. Kent and Ronald D. Coenen, Jr. – Eversheds Sutherland (US)

Implementing and Enforcing Dodd-Frank Clawback Rules for Global Executives by Erica Schohn, Matthew Weston, and Maggie Fang – Skadden, Arps, Slate, Meagher & Flom LLP

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Common Sense Reforms to Facilitate Capital Formation by James E. Anderson and Brian J. Baltz – Willkie Farr & Gallagher LLP

Claiming What’s Yours: 10 Considerations for Recovery Under Representations and Warranties Insurance Policies by Kevin Small, Patrick McDermott, and Alex Pappas – Hunton Andrews Kurth LLP

The Shift Toward 24-Hour Trading in U.S. Equities Markets: Opportunities and Regulatory Challenges by Charles A. Sommers and R. Jacob Griggs – Sidley Austin LLP

Those Who Watch the Watchers: Evolving Enforcement Trends in Financial Industry Surveillance Programs by Amy Jane Longo, Desiree Pelletier, and Erin Stewart – Ropes & Gray LLP

Recent Developments in Administrative Law: The Impact on Commodities Regulation and Enforcement by Michael Spafford, Patricia Liverpool, and Nora Logsdon – Paul Hastings LLP

Harnessing Artificial Intelligence in Anti-Money Laundering Compliance by Joseph E. Silvia and Stefanie Wayco – Duane Morris LLP

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Navigating SEC Investigations Under Trump 2.0: Does the Administration Change Affect Pre-Litigation Strategy? by Tracy S. Combs and Luke Fiedler – Greenburg Traurig LLP

Legal Issues for Broker-Dealers in Relation to Private Secondary Market Trading by Naim Culhaci and Stephen P. Wink – Latham & Watkins LLP

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Director Independence: Overview and Recent Developments by Rory A. Leraris and Kyoko Takahashi Lin – Davis Polk & Wardwell LLP

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Tokenizing Traditional Markets by Sarah Riddell, Cheryl Isaac, Rich Kerr, and Joshua Durham – K&L Gates LLP

Into the Breach: State Regulators, Private Litigants, and Securities Enforcement by Ilan Graff, C. Dabney O’Riordan, Daniel Liberman, and Lydia Saltzbart – Fried, Frank, Harris, Shriver & Jacobson LLP

Historical Shareholder Engagement Practices Under Microscope Due to Mid-Proxy Season Guidance From SEC by Reid S. Hooper and Justin A. Kisner – Cooley LLP

 

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Some Current Articles in
Banking & Financial Services:

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An Overview of the Use of Cooperation Agreements Among Lenders in the Syndicated Loan Market by Robert J. Waldner – Crowell & Moring LLP

Analyzing the Fair Credit Reporting Act’s New “Objectively and Readily Verifiable” Standard to Show an Inaccuracy by Bryan A. Fratkin – McGuireWoods LLP

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Innovation in Digital Banking: How Smaller Companies are Leading the Way by Andrea K. Mitchell and Chloé Dolsenhe – Mitchell Sandler PLLC

Borrower Litigation Theories and Their Limits by Eric M. Hurwitz and Christopher A. Reese – Stradley Ronan Stevens & Young LLP

The Art of the Auction: Practical Insights From Section 363 Sale Processes by Scott B. Lepene and Sophia R. Wang – ArentFox Shiff LLP

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Fair Lending in the First 150 Days of the Second Trump Administration by Olivia Kelman and Lanette Suárez Martin – Mitchell Sandler PLLC

Artificial Intelligence Models in Financial Services: Emerging Issues and Areas of Risk by Sherry-Maria Safchuk, Sasha Leonhardt, Caroline Stapleton, and Samantha Goldberg-Seder – Orrick, Herrington & Sutcliffe LLP

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Liability for Appraiser Bias and Appraiser Independence Rules: A Conundrum for Home Mortgage Lenders by Bob Jaworski – Holland & Knight LLP

The 2025 Community Bank M&A Landscape: Will the Dam Break? by Beau Hurtig – Ballard & Spahr LLP

Examining How Existing Federal Consumer Privacy Laws Apply to the Open Banking Ecosystem by Adam Maarec – McGinchey Stafford PLLC

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States are Poised to Ramp Up Enforcement Amid Trump Administration’s Deregulation Push by Jedd Bellman, Margaux Curie, and Christopher Walczyszyn – Orrick Herrington & Sutcliffe LLP

Third-Party Releases Alive and Well in Chapter 15 – Creative Maneuver or Comity? by Douglas E. Spelfogel, Derek Wright, and Karen Lou – Jenner & Block LLP

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Non-Bank Lender Perspectives in Fund Finance: Market Evolution, Structuring Strategies, and Competitive Positioning by Jinyoung Joo and Gloria H. Kim – Proskauer Rose LLP

The Importance of Disinterestedness: Identifying and Addressing Conflicts of Interest in Commercial Bankruptcy Cases by Sarah L. Primrose, Brooke L. Bean, and Christian J. Adams – King & Spalding LLP

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - June 2025 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - June 2025 for The Review of Banking & Financial Services