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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Shifting Enforcement Priorities at the CFTC and the SEC by Ellen M. Wheeler, James G. Lundy, and Cassandra M. Aubert – Foley & Lardner LLP

Structuring Share Repurchases: Rules 10b-18 and Rule 10b5-1 Applied to Various Open Market Repurchase Programs by Steven Seltzer, Andrew J. Pitts, and C. Daniel Haaren – Cravath, Swaine & Moore LLP

The Extraterritorial Reach of the Commodity Exchange Act by Charles Mills, Michael Brooks, and Sophia Evans – Bracewell LLP

Disgorgement Reconsidered: Rule 105 and the Adviser-Client Divide by Adam S. Aderton and Abigail A. Grise – Simpson Thacher & Bartlett LLP

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2025 Mid-Year Securities Enforcement Update by Jina Choi, Osman Nawaz, David Woodcock, and Michael Ulmer – Gibson, Dunn & Crutcher LLP

Navigating Derivative Litigation in Delaware and Pennsylvania: A Comparative Analysis by Jay A. Dubow, Katie Rose Hancin, and Dominique Hazel-Criss – Troutman Pepper Locke, LLP

Valuing Terminated Credit Default Swaps: LBIE V. Assured Guaranty by Roger A. Cooper and Sara Watson – Cleary Gottlieb Steen & Hamilton LLP

How Gatekeepers Should Handle Whistleblowers by Osman Nawaz and Brian A. Richman – Gibson, Dunn & Crutcher LLP

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The Evolving Securities Regulatory Framework for Registered Index-Linked Annuities by Dodie C. Kent and Ronald D. Coenen, Jr. – Eversheds Sutherland (US)

Implementing and Enforcing Dodd-Frank Clawback Rules for Global Executives by Erica Schohn, Matthew Weston, and Maggie Fang – Skadden, Arps, Slate, Meagher & Flom LLP

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Common Sense Reforms to Facilitate Capital Formation by James E. Anderson and Brian J. Baltz – Willkie Farr & Gallagher LLP

Claiming What’s Yours: 10 Considerations for Recovery Under Representations and Warranties Insurance Policies by Kevin Small, Patrick McDermott, and Alex Pappas – Hunton Andrews Kurth LLP

The Shift Toward 24-Hour Trading in U.S. Equities Markets: Opportunities and Regulatory Challenges by Charles A. Sommers and R. Jacob Griggs – Sidley Austin LLP

Those Who Watch the Watchers: Evolving Enforcement Trends in Financial Industry Surveillance Programs by Amy Jane Longo, Desiree Pelletier, and Erin Stewart – Ropes & Gray LLP

Recent Developments in Administrative Law: The Impact on Commodities Regulation and Enforcement by Michael Spafford, Patricia Liverpool, and Nora Logsdon – Paul Hastings LLP

Harnessing Artificial Intelligence in Anti-Money Laundering Compliance by Joseph E. Silvia and Stefanie Wayco – Duane Morris LLP

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Navigating SEC Investigations Under Trump 2.0: Does the Administration Change Affect Pre-Litigation Strategy? by Tracy S. Combs and Luke Fiedler – Greenburg Traurig LLP

Legal Issues for Broker-Dealers in Relation to Private Secondary Market Trading by Naim Culhaci and Stephen P. Wink – Latham & Watkins LLP

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Director Independence: Overview and Recent Developments by Rory A. Leraris and Kyoko Takahashi Lin – Davis Polk & Wardwell LLP

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Some Current Articles in
Banking & Financial Services:

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Modernizing ABCs With the Uniform Assignment for Benefit of Creditors Act by Emil P. Khatchatourian and Joseph S. Harper – Foley & Lardner LLP

Creativity to Circumvent Collapse: Understanding the Success of 4 West Holdings by Thomas R. Califano and Julia Jean Citron – Sidley Austin

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An Overview of the Use of Cooperation Agreements Among Lenders in the Syndicated Loan Market by Robert J. Waldner – Crowell & Moring LLP

Analyzing the Fair Credit Reporting Act’s New “Objectively and Readily Verifiable” Standard to Show an Inaccuracy by Bryan A. Fratkin – McGuireWoods LLP

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Innovation in Digital Banking: How Smaller Companies are Leading the Way by Andrea K. Mitchell and Chloé Dolsenhe – Mitchell Sandler PLLC

Borrower Litigation Theories and Their Limits by Eric M. Hurwitz and Christopher A. Reese – Stradley Ronan Stevens & Young LLP

The Art of the Auction: Practical Insights From Section 363 Sale Processes by Scott B. Lepene and Sophia R. Wang – ArentFox Shiff LLP

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Fair Lending in the First 150 Days of the Second Trump Administration by Olivia Kelman and Lanette Suárez Martin – Mitchell Sandler PLLC

Artificial Intelligence Models in Financial Services: Emerging Issues and Areas of Risk by Sherry-Maria Safchuk, Sasha Leonhardt, Caroline Stapleton, and Samantha Goldberg-Seder – Orrick, Herrington & Sutcliffe LLP

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Liability for Appraiser Bias and Appraiser Independence Rules: A Conundrum for Home Mortgage Lenders by Bob Jaworski – Holland & Knight LLP

The 2025 Community Bank M&A Landscape: Will the Dam Break? by Beau Hurtig – Ballard & Spahr LLP

Examining How Existing Federal Consumer Privacy Laws Apply to the Open Banking Ecosystem by Adam Maarec – McGinchey Stafford PLLC

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States are Poised to Ramp Up Enforcement Amid Trump Administration’s Deregulation Push by Jedd Bellman, Margaux Curie, and Christopher Walczyszyn – Orrick Herrington & Sutcliffe LLP

Third-Party Releases Alive and Well in Chapter 15 – Creative Maneuver or Comity? by Douglas E. Spelfogel, Derek Wright, and Karen Lou – Jenner & Block LLP

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - 2025 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - 2025 for The Review of Banking & Financial Services