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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Who, What, When, Where, and Why: Lessons Learned From the Solarwinds Litigation by Olivia S. Choe – Milbank LLP

SEC Adopts Rules That Change Edgar Filer Access and Account Management: An Overview of Edgar Next by Michelle M. Stasny – Mayer Brown LLP

Generative AI: Practical Considerations for Companies and Boards by Angela Dunning, David Lopez, Daniel Ilan, and Synne Chapman – Cleary Gottlieb Steen & Hamilton LLP

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Gatekeeping and the Ethical Dilemma of Securities Lawyers by Sarah Eichenberger – Kattan Muchin Rosemann LLP

2024 Anti-Corruption Trends in Latin America: A Dynamic Environment for Enforcement and Compliance by Alejandra Montenegro Almonte, Matteson Ellis, and Katie Cantone-Hardy

Is the SEC Clawback Rule Unlawful? By Joel H. Trotter – Latham & Watkins

Recent SEC Accounting and Financial Reporting Enforcement Actions and What to Expect Under Trump 2.0 by Jimmy Fokas and Nikita Mistry

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The Value of Engaging Outside Counsel in Internal Corporate Investigations by Rizwan A. Qureshi and Jay K. Simmons – Reed Smith LLP

2024 Developments for Auditor Regulation Under U.S. Securities Laws by Jesse Jensen, Thomas Sperber, and Sarah Schmidt – Bernstein Litowitz Berger & Grossman

Focus on SEC Executive Compensation Disclosure Obligations in 2025: Security Costs and New Item 402(X) by Julia L. Petty, Michael J. Albano, Ariel Adler, and Wil Armand Steebs – Cleary Gottlieb Steen & Hamilton LLP

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Tracking the Performance of the Advisers Act Marketing Rule Since Its Inception by Aaron J. Russ and Kelley A. Howes – Morrison & Foerster LLP

Shareholder Proposals in the 2024 Proxy Season by Ryan J. Adams – Morrison & Foerster LLP

Shadow Trading Theory and Congress by Brian A. Jacobs, Thomas A. McKay, and Jessica Salley – Morville Abramowitz Grand Iasson & Anello P.C.

Closed-End Fund Governing Documents: The Defense Against Shareholder Activism by Elliot J. Gluck, Bissie K. Bonner, and Vanessa C. Richardson – Willkie Farr & Gallagher LLP

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Auld Lang Syne: Global Investigations in 2024 by Kelly Hagedorn, Isabelle De Smedt, Albert B. Stieglitz, Jr., Katherine Doty Hanniford, and Andrew Rice – Alston & Bird LLP

Addressing Questions Under the Amended Registered Fund Names Rule by Philip T. Hinkle, Corey F. Rose, Dale C. Boggs, and Austin B. McComb – Dechert LLP

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The Supreme Court’s Rulings on Shareholders’ Burdens and Defendants’ Constitutional Rights by Courtney Quirós, Timothy Fitzmaurice, Madeleine Juszynski, and Carissa Lavin – Alston & Bird LLP

Universal Proxy and Trends in Shareholder Activism: Corporations Must Still Beware and Take Care by Derek Zaba, Kai H.E. Liekefett, and Leonard Wood – Sidley Austin LLP

Accessing Private Markets: Distribution Considerations for Asset Managers by Vadim Avdeychik and Emily Picard – Clifford Chance US LLP

CFTC Enforcement Trends from FY 2024 by Elizabeth Davis and Michael McDonald – Davis Wright Tremaine LLP

 

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Some Current Articles in
Banking & Financial Services:

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Changes From the Top: The 2nd Trump Administration’s Efforts to Sharply Limit the CFPB and the Growing Role of State AGs and Other Actors in the Consumer Protection Landscape by Elizabeth J. Ireland and Starling Gamble – Winston & Strawn LLP

Private Credit Restructuring: Priming DIPs in Focus by David Hillman and Jordan Sazant - Proskauer

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You’ve Got to Fight! For a Contractual DIP Financing Participation Right by Michael R. Handler – King & Spalding LLP

What to Expect in Bank Regulation in 2025 by Joseph E. Silvia – Duane Morris LLP

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AI and Tech Regulation for the Financial Sector by Lothar Determann and Michaela Nebel – Baker McKenzie

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Enforceability of Intercreditor Agreements in Bankruptcy by Christopher M. Dressel – Skadden, Arps, Slate, Meagher & Flom LLP

Bankruptcy and the Uniform Special Deposits Act: Insulating Depositor Funds From Creditors by Jason W. Harbour, Hillary Peet Patterson, and Johanna Jenkins – Hunton Andrews Kurth LLP

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Planning and Executing Effective Remediations by Jeremy Hochberg and Patricia Hartsfield-Davis – Mitchell Sandler PLLC

The Top 10 D&O Insurance Policy Exclusions Keeping Bank Executives Up at Night by Geoffrey B. Fehling and Alex D. Pappas – Hunton Andrews Kurth LLP

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Harrington V. Purdue Pharma: An Opening Salvo on Third-Party Releases by R. Stephen McNeill – Potter Anderson & Corroon LLP

The Changing Landscape of Interchange Fees and Surcharges by Matthew C. Luzadder and Alla M. Taher – Kelley Drye & Warren LLP

Oversight – Who Needs It and What is the Proper Form? by Jeffrey N. Rothleder and Kyle Arendsen – Squire Patton Boggs (US) LLP

 

 

 

 

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - 2024 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - 2024 for The Review of Banking & Financial Services