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Some Current Articles in
Securities & Commodities Regulation:
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The Value of Engaging Outside Counsel in Internal Corporate Investigations by Rizwan A. Qureshi and Jay K. Simmons – Reed Smith LLP
2024 Developments for Auditor Regulation Under U.S. Securities Laws by Jesse Jensen, Thomas Sperber, and Sarah Schmidt – Bernstein Litowitz Berger & Grossman
Focus on SEC Executive Compensation Disclosure Obligations in 2025: Security Costs and New Item 402(X) by Julia L. Petty, Michael J. Albano, Ariel Adler, and Wil Armand Steebs – Cleary Gottlieb Steen & Hamilton LLP
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Tracking the Performance of the Advisers Act Marketing Rule Since Its Inception by Aaron J. Russ and Kelley A. Howes – Morrison & Foerster LLP
Shareholder Proposals in the 2024 Proxy Season by Ryan J. Adams – Morrison & Foerster LLP
Shadow Trading Theory and Congress by Brian A. Jacobs, Thomas A. McKay, and Jessica Salley – Morville Abramowitz Grand Iasson & Anello P.C.
Closed-End Fund Governing Documents: The Defense Against Shareholder Activism by Elliot J. Gluck, Bissie K. Bonner, and Vanessa C. Richardson – Willkie Farr & Gallagher LLP
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Auld Lang Syne: Global Investigations in 2024 by Kelly Hagedorn, Isabelle De Smedt, Albert B. Stieglitz, Jr., Katherine Doty Hanniford, and Andrew Rice – Alston & Bird LLP
Addressing Questions Under the Amended Registered Fund Names Rule by Philip T. Hinkle, Corey F. Rose, Dale C. Boggs, and Austin B. McComb – Dechert LLP
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The Supreme Court’s Rulings on Shareholders’ Burdens and Defendants’ Constitutional Rights by Courtney Quirós, Timothy Fitzmaurice, Madeleine Juszynski, and Carissa Lavin – Alston & Bird LLP
Universal Proxy and Trends in Shareholder Activism: Corporations Must Still Beware and Take Care by Derek Zaba, Kai H.E. Liekefett, and Leonard Wood – Sidley Austin LLP
Accessing Private Markets: Distribution Considerations for Asset Managers by Vadim Avdeychik and Emily Picard – Clifford Chance US LLP
CFTC Enforcement Trends from FY 2024 by Elizabeth Davis and Michael McDonald – Davis Wright Tremaine LLP
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The Use of AI in the Securities Industry: U.S. Regulatory Considerations for Broker-Dealers and SEC-Registered Investment Advisers by Jennifer D. Morton – A&O Sherman
Duty Bound: A Comparison of Insider Trading Law in the United States and the European Union by Jonathan S. Sack and Christian B. Ronald – Morvillo Abramowitz Grand Iason & Anello P.C.
Fraud in the Technology Age: Strategies for Detection, Prevention, and Navigating Regulatory Inquiries by Jan M. Folena and Samantha B. Kats – Stradley Ronan Stevens & Young LLP
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Navigating the Corporate Transparency Act and the Future of Beneficial Ownership Reporting by Lisa R. Jacobs, Lori S. Smith, David J. Winkowski, and John M. Baker – Stradley Ronan Stevens & Young LLP
How to Navigate the Evolving Standards of Care for Retail Investment Advice by Lindsay B. Jackson, Daniel Kleinman, and Natalie R. Wengroff – Morgan, Lewis & Bockius LLP
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Some Current Articles in
Banking & Financial Services:
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AI and Tech Regulation for the Financial Sector by Lothar Determann and Michaela Nebel – Baker McKenzie
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Enforceability of Intercreditor Agreements in Bankruptcy by Christopher M. Dressel – Skadden, Arps, Slate, Meagher & Flom LLP
Bankruptcy and the Uniform Special Deposits Act: Insulating Depositor Funds From Creditors by Jason W. Harbour, Hillary Peet Patterson, and Johanna Jenkins – Hunton Andrews Kurth LLP
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Planning and Executing Effective Remediations by Jeremy Hochberg and Patricia Hartsfield-Davis – Mitchell Sandler PLLC
The Top 10 D&O Insurance Policy Exclusions Keeping Bank Executives Up at Night by Geoffrey B. Fehling and Alex D. Pappas – Hunton Andrews Kurth LLP
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Harrington V. Purdue Pharma: An Opening Salvo on Third-Party Releases by R. Stephen McNeill – Potter Anderson & Corroon LLP
The Changing Landscape of Interchange Fees and Surcharges by Matthew C. Luzadder and Alla M. Taher – Kelley Drye & Warren LLP
Oversight – Who Needs It and What is the Proper Form? by Jeffrey N. Rothleder and Kyle Arendsen – Squire Patton Boggs (US) LLP
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The Slow Burn of Artificial Intelligence Regulation in the Financial Services Industry by Michelle N. Tanney, Theresa M. Weisenberger, and Isabella Corbett Sterling – Baker & Hostetler LLP
“Naked” Section 363 Sales in Restructurings of Life Sciences Companies May Maximize Value by Ari B. Blaut and Benjamin S. Beller – Sullivan & Cromwell LLC
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FBO Accounts: Maximizing Benefits While Minimizing Risks in Fintech Partnerships by Andrew E. Bigart and Max Bonici – Venable LLP
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