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Some Current Articles in
Securities & Commodities Regulation:
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Digital Realty and the Narrowing of Whistleblower Protections by Kurt Wolfe – Allen & Overy
Mutual Funds and Securities Class Actions: A Square Peg in a Round Hole by Sean M. Murphy, Robert J. Liubicic, and Lisa M. Northrup – Milbank, Tweed, Hadley & McCloy LLP
The Futures Industry and Cybersecurity by William Ridgway, Jonathan Marcus, and Alexander Kasparie – Skadden, Arps, Slate, Meager & Flom LLP
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The New Department of Justice FCPA Corporate Enforcement Policy by Claire N. Rajan – Allen & Overy
FCPA Compliance: The Role of Data Collection and Analysis by Matt Herrington, Jonathan Drimmer, and Brady Cassis – Steptoe & Johnson LLP
T, G, and E under the FCPA: How Much is Too Much? By Lawrence D. Finder and Lindsay Wright Brett – Baker & McKenzie LLP
Structuring Options for Retail Crypto Fund Products by Susan Gault-Brown – Morrison & Foerster LLP
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Determining and Disclosing the Effect of Broker Non-Votes by John Mark Zeberkiewicz and Robert B. Greco – Richards, Layton & Finger, P.A.
Shareholder Litigation for Waste of Corporate Assets in Internal FCPA Investigations by Benjamin Galdston – Bernstein Litowitz Berger & Grossman LLP
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Recordkeeping: Recent Rule Amendments and Other Developments by Michael Philipp, Akshay Belani, Christine Lombardo, and Sarah Riddell – Morgan, Lewis & Bockius LLP
Virtual-Only Shareholder Meetings – Are They a Good Idea for Your Company? by Mary J. Mullany – Ballard Spahr LLP
Blockchain Basics for Investment Managers: A Token of Appreciation by Jay G. Baris and Joshua Ashley Klayman – Shearman & Sterling LLP and Morrison & Foerster LLP
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Caught in Traffic: The Scope of the SEC’s Extraterritorial Authority by Sarah L. Cave – Hughes Hubbard & Reed LLP
Recent Staff Guidance on the Custody Rule under the Investment Advisers Act of 1940 by Christopher S. Petito – Willkie Farr & Gallagher, LLP
Cyan and the Future of Securities Class Actions in State Court by Maeve L. O’Connor and Elliot Greenfield – Debevoise & Plimpton LLP
Advertising and Social Media for Investment Advisers by Jeff Blumberg and Brian Jacobson – Faegre Baker Daniels
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FCPA Update: Third-Party Risks and Enforcement Actions by Michael H. Huneke and Ashley R. Hodges – Hughes Hubbard & Reed LLP
Regulatory Developments Relating to Actively Managed ETFs by Eric Simanek – Sullivan & Worcester LLP
The Changing Tide of Delaware Deal Litigation by Paula Anderson – Shearman & Sterling LLP
Iran Sanctions: Where Are We Now? By Sean Kean – Hughes Hubbard & Reed LLP
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Some Current Articles in
Banking & Financial Services:
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Bank Holding Company Shedding Transactions by V. Gerard Comizio and Nathan S. Brownback – Fried Frank
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Ensuring Asset Purchases Cleansed through Bankruptcy Stay Free and Clear by Patrick L. Hughes, Martha B. Wyrick, and Kelsey L. Zottnick – Haynes and Boone LLP
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Buy-Side Beware: New Limits on Insolvency-Related Remedies in Certain QFCs by Philip T. Hinkle, Robert H. Ledig, and Shayna Gilmore – Dechert LLP
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Catastrophe Bonds: The Convergence of Capital Markets and Insurance by Lorraine D. Mandel – Private Practice
Card Act Report: The CFPB Departs from Precedent by Robin Nunn, Jonathan Engel, Chris Chamness, and Adam Maarec – Davis Wright Tremaine.
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Recent Distressed Financings: Trends and Losses Learned by Van C. Durrer, II
The U.S. Regulatory Environment for Online Small-Business Lending by Jennifer Ballard, Catherine Brennan, Conor French, and Eric Johnson – MarketCounsel; Hudson Cook, LLP; and Funding Circle
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TRID: More Changes Adopted but No “Black Hole” Fix (Yet) by Robert M. Jaworski – Reed Smith LLP
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