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Some Current Articles in
Securities & Commodities Regulation:
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The Monaco Memo and Evaluating the Benefits and Risks of Voluntary Self-Disclosures by Zane David Memeger – Morgan Lewis & Bockius LLP
Section 11’s Tracing Doctrine Goes Up to the Supreme Court by John C. Browne and Lauren A. Ormsbee – Bernstein Litovitz Berger & Grossman LLP
Crypto Asset Custody by Investment Advisers After the SEC’s Proposed Safeguarding Rule by Scott Walker and Neel Maitra – Andreessen Horowitz and Wilson Sonsini Goodrich & Rosati
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Futures Markets Enforcement Trends by Harris L. Kay, William E. Walsh, and Alexandra J. Marinzel – Davis Wright Tremaine LLP
Compliance Monitors are Once Again “In Vogue” by Robert Johnston, Matthew Boxer, Rachel Maimin, and Alessandra Moore – Lowenstein Sandler
Adapting to Change in Proxy Voting Duties of Investment Advisers and Registered Investment Companies by Derek Steingarten and Aaron Russ – Morrison & Foerster LLP
2023 Proxy Season Updates by Alyse A. Sagalchik and Lawrence D. Levin – Katten Muchin Rosenman LLP
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Under a Proposed Act, CFTC Would Have Laser Eyes to Regulate Crypto Spot Markets by Neal E. Kumar – Willkie Farr & Gallagher LLP
The SEC’s Use of Data Analytics in Examinations and Enforcement Investigations by Andrew Ceresney, Kristin Snyder, Charu Chandrasekhar, and Stephen Petraeus – Debevoise & Plimpton LLP
2022 Developments for Auditor Regulation Under the U.S. Securities Laws by John Rizio-Hamilton, Jesse L. Jensen, and Jasmine Cooper-Little
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State Securities Acts Compliance Issues for Tertiary Market Life Settlement Policy Traders by Brian T. Casey and Ryan Last – Locke Lorde LLP
DOJ’s New Guidance on Corporate Criminal Enforcement and the Impact on Securities and Commodities Cases by Daniel Kahn – Davis Polk
The SEC’s Proposed Changes to its Names Rule by Corey F. Rose, Matthew E. Barsamian, Austin G. McComb, and Nadee R. Zakaria – Dechert LLP
Buzzfeed Case Highlights New Trends in SPAC Litigation by Benjamin Daniels, Arila Zhou, and Sabrina Galli – Robinson & Cole LLP
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AML Recent Developments: What Practitioners Need to Know by Betty Santangelo, Melissa G.R. Goldstein, and Hannah Thibideau – Schulte Roth & Zabe LLP
The ABCs of LEIs – And What You May Not Know by Matthew Bisanz, Matt Kluchenek, and Anna Easter – Mayer Brown LLP
Significant Proposed SEC Rules for Advisers to Private Funds by Anne C. Choe, Benjamin B. Allensworth, and Matthew I. Haddadin – Wilkie Farr & Gallagher LLP
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The CFPB’S Authority to Regulate Cryptocurrency Products and Services by Eric Goldberg – Akerman LLP
FCPA Enforcement Trends: Increased Risk Profile and Considerations for Corporate Gatekeepers by Anita Bandy and Christopher Herlihy
Flagging FCPA Misconduct in Virtual Work Environments by Michael M. Farhang and Jeannine Lemker – Gibson Dunn & Crutcher LLP
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Some Current Articles in
Banking & Financial Services:
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Distressed Business’ Alternatives to Bankruptcy by Gary P. Segal, Deborah D. Williamson, and Paulina Garga-Chmiel – Dykema Gosset PLLC
Exculpation Provisions in Chapter 11: Recent Developments and Practice Tips by Kimberly A. Posin, Nicholas J. Messana, Jonathan C. Gordon, and Deniz A. Irgi – Latham & Watkins LLP
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Red Flags for Banks and Processors Servicing the New High-Risk Environment by Ellen T. Berge – Venable LLP
Let’s Get Personal: The Limitations of In Rem Jurisdiction of the US Bankruptcy Courts by Lynn P. Harrison III – Dentons US LLP
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The Zone of Safety: How to be an Active and Confident Director During Financial Distress by Andrew G. Dietderich
RESPA Hot Topics: Marketing Alliances in a Competitive Mortgage Market by Holly Spencer Bunting and Kerri Webb – Mayer Brown
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The Recent Onslaught of Fair Lending Litigation Against Mortgage Industry Participants by Oliva Kelman and Lanette Suárez Martín – K&L Gates LLP
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The Role of Independent Directors in Mitigating Liability Arising from Restructuring Decisions by Michael R. Handler and Arthur J. Steinberg – King & Spaulding LLP
Mediation in Bankruptcy – An Important, Albeit Unwieldy Tool by Julia Winters – Katten Muchin Rosenman LLP
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Fraudulent Transfers: Recent Developments Concerning Subsequent Transferees by Evan Hollander and Nick Sabatino – Orrick, Herrington & Sutcliffe LLP
State Enforcement in Mortgage Lending by Allison J. Schoenthal and Eugene Frenkel – Goodwin Procter LLP
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