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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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Some recent articles for each review are listed below. To read first page of an
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Some Current Articles in
Securities & Commodities Regulation:

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Status of U.S. Sanctions and Other Trade Restrictions on China by Darshak Dholakia and Melissa Duffy -
Dechert LLP

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The CFTC (Finally) Adopts Speculative Position Limits by Neal Kumar – Willkie Farr & Gallagher LLP

The Duty of Disclosure for Corporate Officers: Avoiding Liability in the Face of Growing Litigation Trend by Tyler J. Leavengood, Jacklyn C. Levy, and Justin T Hymes – Potter Anderson & Corroon LLP

Insider Trading in Commodities Markets:  An Evolving Enforcement Priority by Douglas K. Yatter, Sohom Datta, and Cameron J. Sinsheimer – Latham & Watkins 

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Exchange Act Disclosure in a COVID-19 Pandemic Environment by Bryan Brown, Eryn Roberts, and Michael Vance – Jones Day

Novel Securities Liabilities from the Coronavirus and Utilizing Insurance to Manage the Risk by H. Gregory Baker, Rachel Maimin, Andrew Reidy, and Joseph Saka – Lowenstein Sandler LLP

SEC Enforcement Will Expand its Policing of Public Companies Under the Biden Administration by Peter K. M. Chan, Amy J. Greer, and Kristal D. Petrovich – Baker McKenzie

The Ninth Circuit’s Recent Decision on the Pleading of Loss Causation in Securities Fraud Cases by Lyle Roberts – Shearman & Sterling LLP

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The Effects of COVID-19 on Negotiated M&A Transactions by Kathryn King Sudol and Michael Chao – Simpson Thacher & Bartlett LLP

MD&A Tune-Up by Laura D. Richman and Christine M. McDevitt – Mayer Brown LLP

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Turbulent Seas Ahead:  New Arbitration Issues for Broker-Dealers by Alex M. Madrid and Natasha A Cooper – McGuireWoods LLP

Environmental, Social, and Governance Investing Considerations in the U.S. and the EU by Julien Bourgeois, Nicholas Di Lorenzo, and Christopher Dotson – Dechert LLP

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SEC Enforcement Actions Against Fund Advisers by Richard D. Marshall and Mark D. Goldstein – Katten

Examining and Managing Risks Associated with Outsourcing Compliance Functions by Daren R. Domina and Timothy J. Piscatelli – Haynes and Boone LLP

Sanctions Enforcement Trends in the Era of COVID-19 by Judith Alison Lee, Adam M. Smith, Stephanie Connor, Jesse Melman, Scott Toussaint, Samantha Sewall, and Audi K. Syarief – Gibson, Dunn & Crutcher

Anti-Corruption Compliance and FCPA Enforcement in Latin America by Jose Martin – Squire Patton Boggs (US) LLP

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SEC Proposes New Framework for Fund Valuation Practices by Amy Doberman, Phillip Gillespie, and Seth Davis – WilmerHale

Key Considerations and Tactics in Negotiating Side Letters for Private Funds by Kelli L. Moll and Omoz Osayimwese – Akin Gump Strauss Hauer & Feld LLP

Judicial Deference to Mutual Fund Boards: Lessons from Post-Jones Excessive Fee Litigation by Sean M. Murphy, Robert J. Liubicic, and Ayana Sumiyasu – Milbank LLP


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Some Current Articles in
Banking & Financial Services:

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Key Legal Developments in Privacy and Data Security in 2020 and Gazing Ahead to 2021 by Wynter Deagle, Molly DiRago, Anne-Marie Dao, and Yarazel Mejorado – Sheppard, Mullin, Richter, & Hampton LLP and Troutman Pepper Hamilton Sanders LLP 

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Neiman Marcus and the Fiduciary Duties of Creditors’ Committee Members (A/K/A “What Not to Do”) – by Matthew Warren, Stephen M. Blank, and Jake Jumbeck – King & Spalding LLP 

Recent Alternatives to Traditional Debtor-in-Possession Financing by Maris J. Kandestin – McDermott Will & Emery LLP

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U.S. Extraterritorial Discovery Consideration for Foreign Banking Organizations by Jeffrey Albert and Dustin N. Nofziger – Pryor Cashman LLP

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Remote Online Notarization in Mortgage Loan Closings by Joshua C. Prever and Brian J. Goodrich – Holland & Knight LLP

Managing Lease Obligations with Bankruptcy in the Ongoing COVID-19 Crisis by Eric E. Walker and Kathleen Allare – Perkins Coie LLP

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Cyber Threats from North Korea and China:  Risks and Recommendations by Mario Mancuso, Sanjay Mullick, and Jeremy Iloulian – Kirkland & Ellis LLP

New Rules and Enforcement Risks for the Paycheck Protection Program by George A. Stamboulidis, Patrick T. Campbell, and Christina O. Gotsis - BakerHostetler

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A View from Inside:  A Guide to NYDFS Investigations, Part II by Anthony Alexis, Matthew L. Levine, and Kyle Tayman – Goodwin Procter, LLP and Guidepost Solutions LLC

 

 

 

 

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - June 2021 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - June 2021 for The Review of Banking & Financial Services