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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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FCPA Update:  Third-Party Risks and Enforcement Actions by Michael H. Huneke and Ashley R. Hodges – Hughes Hubbard & Reed LLP 

Regulatory Developments Relating to Actively Managed ETFs by Eric Simanek – Sullivan & Worcester LLP

The Changing Tide of Delaware Deal Litigation by Paula Anderson – Shearman & Sterling LLP 

Iran Sanctions:  Where Are We Now? By Sean Kean – Hughes Hubbard & Reed LLP

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CFTC Enforcement:  Best Practices and Recent Developments by Mary P. Hansen, James G. Lundy, and Antoinette M. Snodgrass – Drinker Biddle & Reath LLP 

Technology Outsourcing by National Securities Exchanges and Registered Clearing Agencies by Wenchi Hu – Latham & Watkins, LLP 

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The Impact of Salman V. United States on Downstream Tippee Prosecutions by Brian A. Jacobs and Priya Raghavan – Morvillo Abramowitz Grand Iason & Anello P.C. 

The New Fiduciary Standard for Broker-Dealers by Hillel T. Cohn – Morrison & Foerster LLP 

Executive Compensation Litigation Update by Arthur H. Kohn and Julia M. Rozenblit – Cleary Gottlieb Steen & Hamilton LLP 

The New Pay Ratio Disclosure by Maia Gez – Gibson, Dunn & Crutcher LLP 

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SEC Priorities for Private Equity and Real Estate Advisers by Jason E. Brown, Eva Ciko Carman, and Nicole Krea – Ropes & Gray LLP

Cybersecurity Breaches:  Avoiding Pitfalls by Timothy D. Belevetz – Holland & Knight LLP

Re-Examining the CFTC’s Regulation of Cross-Border Swaps Clearing and Trading Activities by Colin Lloyd and Christian Artmann – Cleary Gottlieb Steen & Hamilton LLP and Deutsche Bank AG

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Market Structure:  An Evolution from MiFID I to MiFID II by Nathaniel Lalone and Christopher Collins – Katten Muchin Rosenman UK LLP

Supreme Court Imposes a Five-Year Statute of Limitations on SEC Disgorgement Claims by Richard Marshall – Katten Muchin Rosenman LLP

CEO Succession and Crisis Management by Tanuja Dehne, Anne Meyer, and Katayun Jaffari – Georgeson LLC and Ballard Spahr

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Navigating Conflicts of Interest in Securities Class Actions by Anne P. Ray – Jenner & Block LLP

 

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Some Current Articles in
Banking & Financial Services:

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TRID:  More Changes Adopted but No “Black Hole” Fix (Yet) by Robert M. Jaworski – Reed Smith LLP

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Defeating Class Certification in Telephone Consumer Protection Act Cases by Neal Marder, Andrew Jick, and Kelly Handschumacher – Akin Gump Strauss Hauer & Feld LLP 

Electronic Retail Installment Sales Contracts in California by Margo H.K. Tank and David Whitaker – Buckley Sandler LLP

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Bank Partnership Programs and the Regulatory Response by Robert Savoie -  McGlinchey Stafford PLLC

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Zero-Balance Reporting of Mortgage Debt Post-Bankruptcy by Ryan M. Holz, Irina Dashevsky, and Douglas R. Sargent – Locke Lord LLP

The New HMDA Rule’s Expanded Ethnicity and Race Categories by Michael Flynn and Kimberly Monty Holzel – Goodwin Procter LLP

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The 2015 Revisions to the Federal Rules of Civil Procedure:  Impact on Bankruptcy Matters by Matthew Brooks, Jeffery Cavender, and Alison Grounds – Troutman Sanders LLP

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FinCEN’s Customer Due Diligence and Beneficial Ownership Rule by Daniel P. Stipano, Ellen M. Warwick, and Benjamin W. Hutten – Buckley Sandler LLP

 

 

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - 2017 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - 2017 for The Review of Banking & Financial Services