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Some Current Articles in
Securities & Commodities Regulation:
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Modernizing the Regulatory Framework for BDCs by Anna T. Pinedo – Mayer Brown LLP
Form U-5 Requirements for FINRA Member Firms by Tracey Salmon-Smith and Jennifer Chawla – Drinker Biddle & Reath LLP
International Financial Fraud Enforcement Trends in a Globalized World by Benjamin D. Singer and David R. Fitzgerald – O’Melveny & Myers LLP
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Investors Bancorp: Structuring and Approving Non-Executive Director Compensation to Avoid Judicial Review by Michael D. Allen and Robert B. Greco – Richards, Layton & Finger, P. A.
The Watchdogs Are Being Watched by Jay A. Dubow and Ying Zeng – Pepper Hamilton LLP
How Institutional Dynamics Have Shaped Insider Trading Law by Brian A. Jacobs – Morvillo Abramowitz Grand Iason & Anello P.C.
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Multi-Jurisdictional Anti-Corruption Investigation and Enforcement Trends and Developments by Warren T. Allen and B. Michelle Bosworth – Skadden, Arps, Slate, Meagher & Flom
Inside the Role of Brazil’s CVM in Anti-Corruption Cases by Kara Brockmeyer and Ada Fernandez Johnson – Debevoise & Plimpton LLP
Developments in the Regulation of Fiduciary Investment Advice by Gwendolyn A. Williamson, Matthew S. Williams, and Thomas M. Ahmadifar – Perkins Coie LLP
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Current SEC Initiatives Impacting Foreign Private Issuers by Paul M. Dudek – Latham & Watkins
Reducing Third-Party Trade Compliance Risks by Peter Lichtenbaum and Eric Sandberg-Zakian – Covington & Burling LLP
Going Public without an IPO by John C. Partigan
The Shift in Delaware Appraisal Litigation by Michele D. Johnson, Blair Connelly, and Janet J. Hsu – Latham & Watkins
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EU General Data Protection Regulation: Is the U.S. Funds Industry Ready? By Gretchen Scott – Goodwin
Proposed Swap Dealer Capital Requirements: The CFTC’s Long Path Towards a More Risk-Based Approach by Katherine Cooper – Murphy & McGonigle PC
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The LSTA Case and the Future of Credit Risk Retention for Securitizations by Charles A. Sweet – Morgan Lewis & Bockius LLP
U.S. Risk Retention Rules: What Constitutes an Open-Market CLO? by Deborah Festa and Andrew Keller – Milbank, Tweed, Hadley & McCloy LLP
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Some Current Articles in
Banking & Financial Services:
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Cyber-Security Insurance Issues in Mortgage Lending by Leslie C. Thorne – Haynes & Boone LLP
Discharge Injunction Violations in Consumer Bankruptcies by Sarah E. Edwards – McGlinchey Stafford, PLLC
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Case Studies in Exchange Offer Refinancings by Sandeep Qusba, Kathrine McLendon, and Randi Lynn Veenstra – Simpson Thacher & Bartlett LLP
Digital Marketing and Big Data – Managing Fair Lending Risk by Darren M. Welch and Anand S. Raman – Skadden, Arps, Slate, Meagher & Flom LLP
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Affiliated Business Arrangements are on the Rise – With Them Come Statutory and Regulatory Hurdles by Phillip L. Schulman and Emily J. Booth-Dornfeld – Mayer Brown
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The Home Mortgage Disclosure Act: Common Compliance Challenges by Sherry-Maria Safchuk and Frida Alim – Buckley Sandler LLP
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Ocean Rig: Charting a Course through Chapter 15 Provisional Relief, Recognition, and Appeals by Evan C. Hollander and Emmanuel B. Fua – Orrick, Herrington & Sutcliffe LLP
Banks and their FinTech Partners: Who Will Regulators Hold Accountable? by Stephen T. Middlebrook – Womble Bond Dickinson (US) LLP
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Developments at the Bureau of Consumer Financial Protection in the Mulvaney Era by Gerald S. Sachs and Joseph L. Robbins – Venable LLP
Globalization as an Advantage in Resolving Cross-Border Fraud Litigation by Katherine R. Catanese and Carly S. Krupnick – Foley & Lardner LLP
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