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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Current SEC Initiatives Impacting Foreign Private Issuers by Paul M. Dudek – Latham & Watkins

Reducing Third-Party Trade Compliance Risks by Peter Lichtenbaum and Eric Sandberg-Zakian – Covington & Burling LLP

Going Public without an IPO by John C. Partigan

The Shift in Delaware Appraisal Litigation by Michele D. Johnson, Blair Connelly, and Janet J. Hsu – Latham & Watkins

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EU General Data Protection Regulation:  Is the U.S. Funds Industry Ready? By Gretchen Scott – Goodwin

Proposed Swap Dealer Capital Requirements:  The CFTC’s Long Path Towards a More Risk-Based Approach by Katherine Cooper – Murphy & McGonigle PC

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The LSTA Case and the Future of Credit Risk Retention for Securitizations by Charles A. Sweet – Morgan Lewis & Bockius LLP

U.S. Risk Retention Rules:  What Constitutes an Open-Market CLO? by Deborah Festa and Andrew Keller – Milbank, Tweed, Hadley & McCloy LLP

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Digital Realty and the Narrowing of Whistleblower Protections by Kurt Wolfe – Allen & Overy

Mutual Funds and Securities Class Actions:  A Square Peg in a Round Hole by Sean M. Murphy, Robert J. Liubicic, and Lisa M. Northrup – Milbank, Tweed, Hadley & McCloy LLP

The Futures Industry and Cybersecurity by William Ridgway, Jonathan Marcus, and Alexander Kasparie – Skadden, Arps, Slate, Meager & Flom LLP

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The New Department of Justice FCPA Corporate Enforcement Policy by Claire N. Rajan – Allen & Overy

FCPA Compliance:  The Role of Data Collection and Analysis by Matt Herrington, Jonathan Drimmer, and Brady Cassis – Steptoe & Johnson LLP

T, G, and E under the FCPA:  How Much is Too Much? By Lawrence D. Finder and Lindsay Wright Brett – Baker & McKenzie LLP

Structuring Options for Retail Crypto Fund Products by Susan Gault-Brown – Morrison & Foerster LLP

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Determining and Disclosing the Effect of Broker Non-Votes by John Mark Zeberkiewicz and Robert B. Greco – Richards, Layton & Finger, P.A.

Shareholder Litigation for Waste of Corporate Assets in Internal FCPA Investigations by Benjamin Galdston – Bernstein Litowitz Berger & Grossman LLP

 

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Some Current Articles in
Banking & Financial Services:

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The Home Mortgage Disclosure Act:  Common Compliance Challenges by Sherry-Maria Safchuk and Frida Alim – Buckley Sandler LLP

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Ocean Rig:  Charting a Course through Chapter 15 Provisional Relief, Recognition, and Appeals by Evan C. Hollander and Emmanuel B. Fua – Orrick, Herrington & Sutcliffe LLP

Banks and their FinTech Partners:  Who Will Regulators Hold Accountable? by Stephen T. Middlebrook – Womble Bond Dickinson (US) LLP

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Developments at the Bureau of Consumer Financial Protection in the Mulvaney Era by Gerald S. Sachs and Joseph L. Robbins – Venable LLP

Globalization as an Advantage in Resolving Cross-Border Fraud Litigation by Katherine R. Catanese and Carly S. Krupnick – Foley & Lardner LLP

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Bank Holding Company Shedding Transactions by V. Gerard Comizio and Nathan S. Brownback – Fried Frank

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Ensuring Asset Purchases Cleansed through Bankruptcy Stay Free and Clear by Patrick L. Hughes, Martha B. Wyrick, and Kelsey L. Zottnick – Haynes and Boone LLP

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Buy-Side Beware:  New Limits on Insolvency-Related Remedies in Certain QFCs by Philip T. Hinkle, Robert H. Ledig, and Shayna Gilmore – Dechert LLP

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - 2018 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - 2018 for The Review of Banking & Financial Services