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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Under a Proposed Act, CFTC Would Have Laser Eyes to Regulate Crypto Spot Markets by Neal E. Kumar – Willkie Farr & Gallagher LLP

The SEC’s Use of Data Analytics in Examinations and Enforcement Investigations by Andrew Ceresney, Kristin Snyder, Charu Chandrasekhar, and Stephen Petraeus – Debevoise & Plimpton LLP

2022 Developments for Auditor Regulation Under the U.S. Securities Laws by John Rizio-Hamilton, Jesse L. Jensen, and Jasmine Cooper-Little

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State Securities Acts Compliance Issues for Tertiary Market Life Settlement Policy Traders by Brian T. Casey and Ryan Last – Locke Lorde LLP

DOJ’s New Guidance on Corporate Criminal Enforcement and the Impact on Securities and Commodities Cases by Daniel Kahn – Davis Polk

The SEC’s Proposed Changes to its Names Rule by Corey F. Rose, Matthew E. Barsamian, Austin G. McComb, and Nadee R. Zakaria – Dechert LLP

Buzzfeed Case Highlights New Trends in SPAC Litigation by Benjamin Daniels, Arila Zhou, and Sabrina Galli – Robinson & Cole LLP

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AML Recent Developments: What Practitioners Need to Know by Betty Santangelo, Melissa G.R. Goldstein, and Hannah Thibideau – Schulte Roth & Zabe LLP

The ABCs of LEIs – And What You May Not Know by Matthew Bisanz, Matt Kluchenek, and Anna Easter – Mayer Brown LLP

Significant Proposed SEC Rules for Advisers to Private Funds by Anne C. Choe, Benjamin B. Allensworth, and Matthew I. Haddadin – Wilkie Farr & Gallagher LLP

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The CFPB’S Authority to Regulate Cryptocurrency Products and Services by Eric Goldberg – Akerman LLP

FCPA Enforcement Trends: Increased Risk Profile and Considerations for Corporate Gatekeepers by Anita Bandy and Christopher Herlihy

Flagging FCPA Misconduct in Virtual Work Environments by Michael M. Farhang and Jeannine Lemker – Gibson Dunn & Crutcher LLP

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Investing in Crypto Asset Startups: Regulatory Considerations in an Ever-Evolving Market by Erin E. Martin, Sarah V. Riddell, Steven Lightstone, Jacob Minne, and Christina Wlodarczyk – Morgan, Lewis & Bockius LLP

Non-Fungible Tokens: Compliance Risks and Beyond by Leo Tsao and Kenneth Herzinger – Paul Hastings LLP

ESG Litigation: SEC Enforcement and Private Actions by Jina Choi and Christin Hill – Morrison & Foerster LLP

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Facilitating Cross-Margining: Treasury Market Trades and Interest Rate Futures by Brandon M. Hammer and Kathryn E. Witchger – Cleary Gottlieb Steen & Hamilton LLP

Five Years After #MeToo Goes Mainstream by Rebecca Boon and Brittney Balser – Bernstein Litowitz Berger & Grossman LLP

 

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Some Current Articles in
Banking & Financial Services:

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The Zone of Safety: How to be an Active and Confident Director During Financial Distress by Andrew G. Dietderich

RESPA Hot Topics: Marketing Alliances in a Competitive Mortgage Market by Holly Spencer Bunting and Kerri Webb – Mayer Brown

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The Recent Onslaught of Fair Lending Litigation Against Mortgage Industry Participants by Oliva Kelman and Lanette Suárez Martín – K&L Gates LLP

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The Role of Independent Directors in Mitigating Liability Arising from Restructuring Decisions by Michael R. Handler and Arthur J. Steinberg – King & Spaulding LLP

Mediation in Bankruptcy – An Important, Albeit Unwieldy Tool by Julia Winters – Katten Muchin Rosenman LLP

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Fraudulent Transfers: Recent Developments Concerning Subsequent Transferees by Evan Hollander and Nick Sabatino – Orrick, Herrington & Sutcliffe LLP

State Enforcement in Mortgage Lending by Allison J. Schoenthal and Eugene Frenkel – Goodwin Procter LLP

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Understanding Common-Interest Doctrine by David M. Hillman, Michael T. Mervis, and Javier Sosa – Proskauer Rose LLP

Managing Fair Lending Risk in the Digital Age by Andrew Arculin, Paula Vigo Marqués, and Daniel Funaro – Blank Rome LLP

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How to Navigate a CFPB Administrative Proceeding by John R. Coleman – Buckley LLP

 

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - 2022 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - 2022 for The Review of Banking & Financial Services