| ........... |
......................................................................
Some Current Articles in
Securities & Commodities Regulation:
---------------------------------------------------------------------------------------
Ethical Issues Arising From Client Deposition Perjury by Matthew A. Schwartz and Aaron J. Blake – Sullivan & Cromwell LLP
Key Regulatory and Compliance Considerations for Small and Regional Broker/Dealers by Paula D. Shaffner and Brandon M. Riley – Stradley Ronan Stevens & Young LLP
The Unique Impact of Recent SEC Rules on Foreign Private Issuers by Paul M. Dudek – Latham & Watkins
---------------------------------------------------------------------------------------
The Rise of Mutual Fund Alternatives: Collective Investment Trusts and Retail Separately Managed Accounts by Vadim Avdeychik and Emily Picard – Clifford Chance US LLP
Solving Corporate Problems: Enforcement and Independent Investigation Under the Biden Administration by Rizwan A. Qureshi and Justin Angotti – Reed Smith LLP
---------------------------------------------------------------------------------------
The SEC’s Proposed Rule for Reporting Large Security-Based Swap Positions by Elanit Snow and Peter T. Martin – Proskauer Rose LLP
Dealing With (and How Not to Deal With) Whistleblowers by Terri L. Chase, David Peavler, and Alexander J. Wilson – Jones Day
---------------------------------------------------------------------------------------
The SEC’s New 10B5-1 Rules and Emerging Insider Trading Policy Best Practices by Michael L. Arnold and Lisa M. Kohl – Cravath, Swaine & Moore LLP
Disaggregating the Causes of Stock Drops in Securities Fraud Cases by Matthew L. Mustokoff – Kessler Topaz Meltzer & Check LLP
Recent Developments in Private Company Financing Trends by Lianna Whittleton – Wilson Sonsini Goodrich & Rosati
SEC Regulatory and Enforcement Developments: What Boards of Directors and Audit Committees Need to Know by Jennifer S. Leete, Elad Roisman, and Lisa M. Kohl – Cravath, Swaine & Moore LLP
End-of-Life Options for Ex-SPACs by Jenny Hochenberg, Madlyn Gleich Primoff, and Aashim Usgaonkar – Freshfields, Bruckhaus Deringer US LLP
---------------------------------------------------------------------------------------
SEC Modernizes Content and Delivery Requirements for Mutual Fund Shareholder Reports by Lance C. Dial, Amy McDonald, and Jonathan Nowakowski – Morgan Lewis & Bockius LLP
How do Chief Compliance Officers Prepare for DOJ’s New Compliance Certification Policy? by James M. Koukios, Ruti Smithline, and Heather Han
Regulation Best Interest: Emerging Arbitration, Regulatory, and Enforcement Developments by Lara C. Thyagarajan, Kathryn L. Alessi, and Allison R. Ferraris – Sidley Austin LLP
Responding to the SEC Staff on the Custody of Digital Assets Under the 1940 Act by Susan Gault-Brown – Stradley Roran Stevens & Young LLP
---------------------------------------------------------------------------------------
Use and Knowing Possession: An Old Debate Gains New Relevance Amidst the Government’s Latest Insider Trading Enforcement Push by Brian A. Jacobs and Dennis Dillon – Morvillo Abramowitz Grand Iason & Anello P.C.
Building an Effective ESG Program by William D. Semins and Julie F. Rizzo – K&L Gates LLP
SEC Enforcement Sweeps: Implications for Agency and Industry by Adam Aderton and Melissa Taustine – Willkie Farr & Gallagher LLP
|
.......... |
.......... |
......................................................................
Some Current Articles in
Banking & Financial Services:
---------------------------------------------------------------------------------------
The 2023 Banking Crisis: A Primer on Bank Receiverships by Carl Fornaris – Winson & Strawn LLP
Bank/Fintech Partnerships – Solving for a Nationwide Product and Service by Jedd Bellman and Daniel Bellovin – Herrington & Sutcliffe LLP
---------------------------------------------------------------------------------------
FDIC Releases Report on Options for Deposit Insurance Reform by Matthew Bisanz and Saundrea Rupert-Shropshire – Mayer Brown LLP
Determining and Managing Conflicts of Interest in Bankruptcy Cases by Sarah L. Primrose and Brooke L. Bean – King & Spalding LLP
---------------------------------------------------------------------------------------
Considerations and Strategies for 2023’s Fundraising Market by Victoria S. Forrester, Matthew Goldstein, and Conrad van Loggerenberg – Paul, Weiss, Rifkind, Wharton & Garrison LLP
Unique Challenges in Cryptocurrency Bankruptcies by Deborah Kovsky-Apap – Troutman Pepper Hamilton Sanders LLP
---------------------------------------------------------------------------------------
LIBOR’s Last Leg: Legislation and Synthetic LIBOR Ease the Transition to SOFR by Amy McDaniel Williams, Michael Kruse, and Tina Locatelli – Hunton, Andrews Kurth LLP
Minority Lenders Beware: How Majority Holders in Distressed Financings are Leveraging Their Rights at the Expense of Minority Holders by Elie Worenklein and Mitchell Carlson – Debevoise & Plimpton LLP
---------------------------------------------------------------------------------------
AML Diligence: Implications for Bank-Fintech Partnerships at the Intersection of Cryptocurrency by Deborah Connor, Rachel Fiorill, Malka Levin, Evan Minsberg, and Elizabeth Weil Shaw – Morrison & Foerster LLP
Third-Party Releases Under the Bankruptcy Code by Michael Schuster – Ballard Spahr LLP
---------------------------------------------------------------------------------------
Practical Considerations for Chapter 11 Rights Offering Proponents by Scott R. Bowling and Shelby V. Saxon – Baker Botts LLP
United States V. Danske Bank: New Theory of Liability for Violations of U.S. AML Standards by Michael Dawson and Michael Leotta - WilmerHale
|
.......... |
