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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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AML Recent Developments: What Practitioners Need to Know by Betty Santangelo, Melissa G.R. Goldstein, and Hannah Thibideau – Schulte Roth & Zabe LLP

The ABCs of LEIs – And What You May Not Know by Matthew Bisanz, Matt Kluchenek, and Anna Easter – Mayer Brown LLP

Significant Proposed SEC Rules for Advisers to Private Funds by Anne C. Choe, Benjamin B. Allensworth, and Matthew I. Haddadin – Wilkie Farr & Gallagher LLP

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The CFPB’S Authority to Regulate Cryptocurrency Products and Services by Eric Goldberg – Akerman LLP

FCPA Enforcement Trends: Increased Risk Profile and Considerations for Corporate Gatekeepers by Anita Bandy and Christopher Herlihy

Flagging FCPA Misconduct in Virtual Work Environments by Michael M. Farhang and Jeannine Lemker – Gibson Dunn & Crutcher LLP

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Investing in Crypto Asset Startups: Regulatory Considerations in an Ever-Evolving Market by Erin E. Martin, Sarah V. Riddell, Steven Lightstone, Jacob Minne, and Christina Wlodarczyk – Morgan, Lewis & Bockius LLP

Non-Fungible Tokens: Compliance Risks and Beyond by Leo Tsao and Kenneth Herzinger – Paul Hastings LLP

ESG Litigation: SEC Enforcement and Private Actions by Jina Choi and Christin Hill – Morrison & Foerster LLP

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Facilitating Cross-Margining: Treasury Market Trades and Interest Rate Futures by Brandon M. Hammer and Kathryn E. Witchger – Cleary Gottlieb Steen & Hamilton LLP

Five Years After #MeToo Goes Mainstream by Rebecca Boon and Brittney Balser – Bernstein Litowitz Berger & Grossman LLP

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Broker-Dealer and Investment Adviser Account Recommendations by Brian J. Baltz and John V. Ayanian - McGuireWoods LLP

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Post-Covid Corporate Anti-Corruption Enforcement: Ready for Liftoff? by Albert Stieglitz, Paul Monnin, and Alicia Badley – Alston & Bird LLP

Antitrust Developments in M&A by Richard Hall and Daniel K. Zach – Cravath, Swaine & Moore LLP

Ethical Issues in the Use of Private Investigators and Confidential Witnesses by Matthew A. Schwartz and Austin P. Morgan – Sullivan & Cromwell LLP

 

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Some Current Articles in
Banking & Financial Services:

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The Role of Independent Directors in Mitigating Liability Arising from Restructuring Decisions by Michael R. Handler and Arthur J. Steinberg – King & Spaulding LLP

Mediation in Bankruptcy – An Important, Albeit Unwieldy Tool by Julia Winters – Katten Muchin Rosenman LLP

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Fraudulent Transfers: Recent Developments Concerning Subsequent Transferees by Evan Hollander and Nick Sabatino – Orrick, Herrington & Sutcliffe LLP

State Enforcement in Mortgage Lending by Allison J. Schoenthal and Eugene Frenkel – Goodwin Procter LLP

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Understanding Common-Interest Doctrine by David M. Hillman, Michael T. Mervis, and Javier Sosa – Proskauer Rose LLP

Managing Fair Lending Risk in the Digital Age by Andrew Arculin, Paula Vigo Marqués, and Daniel Funaro – Blank Rome LLP

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How to Navigate a CFPB Administrative Proceeding by John R. Coleman – Buckley LLP

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Divisive Mergers and the Texas Two-Step by Jeffrey R. Gleit and Matthew R. Bentley – ArentFox Schiff LLP

The Fair Debt Collection Practices Act and Convenience Fees by Matthew C. Luzadder, Becca J. Wahlquist, and Nathan T. Jamieson – Kelley Drye & Warren LLP

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A Conversation About Enforcement Trends in the Digital Currency World by Chuck Connolly, Kyle R. Freeny, Jessie K. Liu, and Gil Soffer – Akin Gump Strauss Hauer & Feld LLP, GreenburgTraurig,LLP, Skadden Arps, and Katten Muchin Rosenman LLP

Credit Bidding: Back to Basics by Brian J. Lohan and Maja Zerjal Fink – Arnold & Porter Kaye Scholer LLP

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - June 2022 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - June 2022 for The Review of Banking & Financial Services