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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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The LSTA Case and the Future of Credit Risk Retention for Securitizations by Charles A. Sweet – Morgan Lewis & Bockius LLP

U.S. Risk Retention Rules:  What Constitutes an Open-Market CLO? by Deborah Festa and Andrew Keller – Milbank, Tweed, Hadley & McCloy LLP

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Digital Realty and the Narrowing of Whistleblower Protections by Kurt Wolfe – Allen & Overy

Mutual Funds and Securities Class Actions:  A Square Peg in a Round Hole by Sean M. Murphy, Robert J. Liubicic, and Lisa M. Northrup – Milbank, Tweed, Hadley & McCloy LLP

The Futures Industry and Cybersecurity by William Ridgway, Jonathan Marcus, and Alexander Kasparie – Skadden, Arps, Slate, Meager & Flom LLP

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The New Department of Justice FCPA Corporate Enforcement Policy by Claire N. Rajan – Allen & Overy

FCPA Compliance:  The Role of Data Collection and Analysis by Matt Herrington, Jonathan Drimmer, and Brady Cassis – Steptoe & Johnson LLP

T, G, and E under the FCPA:  How Much is Too Much? By Lawrence D. Finder and Lindsay Wright Brett – Baker & McKenzie LLP

Structuring Options for Retail Crypto Fund Products by Susan Gault-Brown – Morrison & Foerster LLP

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Determining and Disclosing the Effect of Broker Non-Votes by John Mark Zeberkiewicz and Robert B. Greco – Richards, Layton & Finger, P.A.

Shareholder Litigation for Waste of Corporate Assets in Internal FCPA Investigations by Benjamin Galdston – Bernstein Litowitz Berger & Grossman LLP

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Recordkeeping:  Recent Rule Amendments and Other Developments by Michael Philipp, Akshay Belani, Christine Lombardo, and Sarah Riddell – Morgan, Lewis & Bockius LLP

Virtual-Only Shareholder Meetings – Are They a Good Idea for Your Company? by Mary J. Mullany – Ballard Spahr LLP

Blockchain Basics for Investment Managers:  A Token of Appreciation by Jay G. Baris and Joshua Ashley Klayman – Shearman & Sterling LLP and Morrison & Foerster LLP

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Caught in Traffic:  The Scope of the SEC’s Extraterritorial Authority by Sarah L. Cave – Hughes Hubbard & Reed LLP

Recent Staff Guidance on the Custody Rule under the Investment Advisers Act of 1940 by Christopher S. Petito – Willkie Farr & Gallagher, LLP

Cyan and the Future of Securities Class Actions in State Court by Maeve L. O’Connor and Elliot Greenfield – Debevoise & Plimpton LLP

Advertising and Social Media for Investment Advisers by Jeff Blumberg and Brian Jacobson – Faegre Baker Daniels


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Some Current Articles in
Banking & Financial Services:

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Developments at the Bureau of Consumer Financial Protection in the Mulvaney Era by Gerald S. Sachs and Joseph L. Robbins – Venable LLP

Globalization as an Advantage in Resolving Cross-Border Fraud Litigation by Katherine R. Catanese and Carly S. Krupnick – Foley & Lardner LLP

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Bank Holding Company Shedding Transactions by V. Gerard Comizio and Nathan S. Brownback – Fried Frank

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Ensuring Asset Purchases Cleansed through Bankruptcy Stay Free and Clear by Patrick L. Hughes, Martha B. Wyrick, and Kelsey L. Zottnick – Haynes and Boone LLP

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Buy-Side Beware:  New Limits on Insolvency-Related Remedies in Certain QFCs by Philip T. Hinkle, Robert H. Ledig, and Shayna Gilmore – Dechert LLP

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Catastrophe Bonds:  The Convergence of Capital Markets and Insurance by Lorraine D. Mandel – Private Practice

Card Act Report:  The CFPB Departs from Precedent by Robin Nunn, Jonathan Engel, Chris Chamness, and Adam Maarec – Davis Wright Tremaine.

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Recent Distressed Financings:  Trends and Losses Learned by Van C. Durrer, II

The U.S. Regulatory Environment for Online Small-Business Lending by Jennifer Ballard, Catherine Brennan, Conor French, and Eric Johnson – MarketCounsel; Hudson Cook, LLP; and Funding Circle

 

 

 

 

 

 

 

 

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - 2017 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - 2017 for The Review of Banking & Financial Services