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Some Current Articles in
Securities & Commodities Regulation:
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Private Equity Funds and the Volcker Rule by Marc R. Ponchione, Heath P. Tarbert, and Gordon L. Miller – Allen & Overy LLP
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Employer Liability for Insider Trading by Mary P. Hansen and William L. Carr – Drinker Biddle and Reath LLP
Protecting Financial Advisors in M&A Litigation by Abby F. Rudzin, R. Scott Widen, and Brad M. Elias – O'Melveny & Myers LLP
Structural Defenses to Shareholder Activism by Stephen M. Gill, Kai Haakon E. Liekefett, and Leonard Wood – Vinson & Elkins LLP
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The Effect of Arbitration Agreements on Class Actions by Rex S. Heinke, Julia I. DeBeers, and Elias Dabaie – Akin Gump Strauss Hauer & Feld LLP
Time for a 2014 ISDA Master Agreement by John Servidio, Peter Tucker, and Ryan Taylor – McGuire Woods LLP and Bank of America Merrill Lynch
Advance Planning for Sponsor-Backed IPOs by Matthew E. Kaplan and Steven J. Slutzky – Debevoise & Plimpton LLP
The CFTC's Cross-Border Application of the Dodd-Frank Act by Matthew Kluchenek and James Schwartz – Baker McKenzie, LLP
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The SEC's New Enforcement Program by Richard M. Phillips, Jeffrey L. Bornstein, and Leanne E. Hartmann – K&L Gates LLP
The SEC's Policies on Civil Penalties and Admissions in Settlements by Herbert F. Janick III and John Lupton – Sidley Austin LLP
U.S. Sanctions on Iran: The Joint Plan of Action for Containing Iran's Nuclear Program by Jeanine P. McGuinness – Davis Polk & Wardwell LLP
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Credit Rating Agency Litigation by Roberta A. Kaplan and Jacob H. Hupart – Paul, Weiss, Rifkind, Wharton & Garrison LLP
Investment Company Performance: The Board's Oversight Role by Rose F. DiMartino and Ryan P. Brizek – Wilkie Farr & Gallagher LLP
The JOBS Act and IPOs by Deanna Kirkpatrick – Davis Polk & Wardell LLP
Compliance and Legal Personnel: Potential Supervisory Liability by Paul R. Berger, Kenneth J. Berman, Robert B. Kaplan, Jonathan R. Tuttle, Lee A. Schneider, and Ryan M. Kusmin – Debevoise & Plimpton LLP
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Executive Compensation Issues: Planning for the Coming Proxy Season by Erica Schohn and Joe Penko – Skadden, Arps, Slate, Meagher & Flom LLP
Preparing an Effective PCAOB Statement of Position by Elissa Preheim and Bret A. Finkelstein – Arnold & Porter LLP
The Interplay Between Government Investigations and Civil Securities Litigation by Michael M. Farhang and Chris Jung – Gibson, Dunn & Crutcher LLP
SEC Developments in M&A by Richard Hall – Cravath, Swaine & Moore LLP
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Deal Litigation Run Amok: Diagnosis and Prescriptions by Marc Wolinsky and Ben Schireson – Wachtell, Lipton, Rosen & Katz
Advisers Act Marketing Considerations for Real Estate Fund Managers by Kelley A. Howes – Morrison & Foerster LLP
Reassessing the SEC Wells Submission by Marc J. Fagel – Gibson, Dunn & Crutcher
Preparing for and Enduring a FINRA Exam by Daniel Nathan and Justin Kletter – Morrison & Foerster LLP and Bank of America Merrill Lynch
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Some Current Articles in
Banking & Financial Services:
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FACTA Class Actions – Beware the Truncation Requirement of the Fair and Accurate Credit Transactions Act by Burt Braverman and Micah J. Ratner – Davis Wright Tremaine LLP
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Government Scrutiny of AML Compliance Efforts by Aaron R. Marcu – Freshfields Bruckhaus Deringer
Esoteric Mortgage Securitizations by Chris DiAngelo – Katten Muchin Rosenman LLP
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Valuing Contingent or Disputed Assets and Liabilities in Solvency Opinions by Ian Ratner, Jonathan T. Edwards, Jeremy L. Wallison, and John C. Weitnauer – GlassRatner Advisory & Capital Group LLC, Alston & Bird LLP, and Wallison & Wallison LLP
Understanding the Tronox Case by David M. Hillman – Schulte Roth & Zabel LLP
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The State of Cybersecurity Regulation in the Financial Services Sector by Stuart D. Levi and Joshua Gruenspecht – Skadden, Arps, Slate, Meagher & Flom LLP
U.S. Economic Sanctions: Due Diligence for Financial Institutions by Melvin Schwechter – Baker & Hostetler
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Legal Privilege and Related Issues in Insolvency and Restructuring Matters by Christopher Harris and William Furnish – Latham & Watkins LLP
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The CFPB Signals Revolutionary Changes to the Collection Industry by Nanci L. Weissgold – K&L Gates LLP
Exempt Structured Products Programs in the U.S.: Issues for Non-U.S. Banks by Bradley Berman, Lloyd S. Harmetz, and Anna T. Pinedo - Morrison & Foerster LLP
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The New Enforcement Landscape for Financial Institutions by Timothy R. McTaggart, Lawrence Byrne, Martin S. Bloor, and Linda Regis-Hallinan – Pepper Hamilton LLP
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Broad Reach of the "Credit" Laws and Potential Compliance Pitfalls by Joseph L. Barloon and Darren Welch - – Skadden, Arps, Slate, Meagher & Flom LLP
Reassessing Your Risk Profile for OFAC Sanctions by Ronald L. Meltzer and David M. Horn - WilmerHale
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