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Some Current Articles in
Securities & Commodities Regulation:
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Market Structure: An Evolution from MiFID I to MiFID II by Nathaniel Lalone and Christopher Collins – Katten Muchin Rosenman UK LLP
Supreme Court Imposes a Five-Year Statute of Limitations on SEC Disgorgement Claims by Richard Marshall – Katten Muchin Rosenman LLP
CEO Succession and Crisis Management by Tanuja Dehne, Anne Meyer, and Katayun Jaffari – Georgeson LLC and Ballard Spahr
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Navigating Conflicts of Interest in Securities Class Actions by Anne P. Ray – Jenner & Block LLP
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The New York State DFS Cybersecurity Regulation: Preparing for Compliance by Jeffrey P. Taft, Lawrence R. Hamilton, Stephen Lilley, and Matthew Bisanz – Mayer Brown LLP
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The So-Called “Fiduciary Exception” to the Attorney-Client Privilege in Section 36(b) Cases by Sean M. Murphy, Robert C. Hora, and Michael E. Mirdamadi – Milbank, Tweed, Hadley & McCloy LLP
Increased Use of Big Data in SEC Enforcement by Elizabeth P. Gray and Catherine E. Fata – Willkie Farr & Gallagher LLP
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Managing a Global Regulatory Investigation — Unique Challenges in Cross-Border Investigations by John. M. Hillebrecht, Jessica Masella, and Adam Steene – DLa Piper LLP
Salman V. United States and its Impact on Insider-Trading Enforcement by Scott B. McBride – Lowenstein Sandler LLP
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The SEC’s Long-Awaited Security-Based Swaps Rule May Be Approaching by Julian E. Hammar, David B. Lichtstein, and Robert J. Dilworth – Morrison & Foerster LLP
Esoteric ABS: Pushing the Envelope by Ronald S. Borod – DLA Piper LLP (US)
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Some Current Articles in
Banking & Financial Services:
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The 2015 Revisions to the Federal Rules of Civil Procedure: Impact on Bankruptcy Matters by Matthew Brooks, Jeffery Cavender, and Alison Grounds – Troutman Sanders LLP
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FinCEN’s Customer Due Diligence and Beneficial Ownership Rule by Daniel P. Stipano, Ellen M. Warwick, and Benjamin W. Hutten – Buckley Sandler LLP
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Intercreditor Agreements – U.S. and European Approaches by R. Timothy Bryan and Carl Winkworth – Duane Morris LLP
Arbitration and Bankruptcy: A Tug of War by Leah M. Eisenberg, Katherine R. Catanese, and Sam Lawand – Foley & Lardner LLP and Arent Fox LLP
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The OCC “Fintech Charter” by Mark T. Dabertin and Richard P. Eckman – Pepper Hamilton LLP
Best Practices for Lenders to Avoid and Prevail in Lender Liability Lawsuits by Natan M. Hamerman – Kramer Levin Naftalis & Frankel LLP
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Bank Response to Discovery Requests for Privileged Materials by Alex C. Lakatos – Mayer Brown
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The Role of the Committee in 363 Sales by Mark S. Indelicato and Alison M. Ladd – Hahn & Hessen LLP
Expert Witnesses in Bankruptcy Court: Some Legal and Practice Points for Litigators by Philip Bentley – Kramer Levin Naftalis & Frankel LLP
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