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Some Current Articles in
Securities & Commodities Regulation:
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Tokenizing Traditional Markets by Sarah Riddell, Cheryl Isaac, Rich Kerr, and Joshua Durham – K&L Gates LLP
Into the Breach: State Regulators, Private Litigants, and Securities Enforcement by Ilan Graff, C. Dabney O’Riordan, Daniel Liberman, and Lydia Saltzbart – Fried, Frank, Harris, Shriver & Jacobson LLP
Historical Shareholder Engagement Practices Under Microscope Due to Mid-Proxy Season Guidance From SEC by Reid S. Hooper and Justin A. Kisner – Cooley LLP
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Who, What, When, Where, and Why: Lessons Learned From the Solarwinds Litigation by Olivia S. Choe – Milbank LLP
SEC Adopts Rules That Change Edgar Filer Access and Account Management: An Overview of Edgar Next by Michelle M. Stasny – Mayer Brown LLP
Generative AI: Practical Considerations for Companies and Boards by Angela Dunning, David Lopez, Daniel Ilan, and Synne Chapman – Cleary Gottlieb Steen & Hamilton LLP
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Gatekeeping and the Ethical Dilemma of Securities Lawyers by Sarah Eichenberger – Kattan Muchin Rosemann LLP
2024 Anti-Corruption Trends in Latin America: A Dynamic Environment for Enforcement and Compliance by Alejandra Montenegro Almonte, Matteson Ellis, and Katie Cantone-Hardy
Is the SEC Clawback Rule Unlawful? By Joel H. Trotter – Latham & Watkins
Recent SEC Accounting and Financial Reporting Enforcement Actions and What to Expect Under Trump 2.0 by Jimmy Fokas and Nikita Mistry
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The Value of Engaging Outside Counsel in Internal Corporate Investigations by Rizwan A. Qureshi and Jay K. Simmons – Reed Smith LLP
2024 Developments for Auditor Regulation Under U.S. Securities Laws by Jesse Jensen, Thomas Sperber, and Sarah Schmidt – Bernstein Litowitz Berger & Grossman
Focus on SEC Executive Compensation Disclosure Obligations in 2025: Security Costs and New Item 402(X) by Julia L. Petty, Michael J. Albano, Ariel Adler, and Wil Armand Steebs – Cleary Gottlieb Steen & Hamilton LLP
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Tracking the Performance of the Advisers Act Marketing Rule Since Its Inception by Aaron J. Russ and Kelley A. Howes – Morrison & Foerster LLP
Shareholder Proposals in the 2024 Proxy Season by Ryan J. Adams – Morrison & Foerster LLP
Shadow Trading Theory and Congress by Brian A. Jacobs, Thomas A. McKay, and Jessica Salley – Morville Abramowitz Grand Iasson & Anello P.C.
Closed-End Fund Governing Documents: The Defense Against Shareholder Activism by Elliot J. Gluck, Bissie K. Bonner, and Vanessa C. Richardson – Willkie Farr & Gallagher LLP
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Auld Lang Syne: Global Investigations in 2024 by Kelly Hagedorn, Isabelle De Smedt, Albert B. Stieglitz, Jr., Katherine Doty Hanniford, and Andrew Rice – Alston & Bird LLP
Addressing Questions Under the Amended Registered Fund Names Rule by Philip T. Hinkle, Corey F. Rose, Dale C. Boggs, and Austin B. McComb – Dechert LLP
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Some Current Articles in
Banking & Financial Services:
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Non-Bank Lender Perspectives in Fund Finance: Market Evolution, Structuring Strategies, and Competitive Positioning by Jinyoung Joo and Gloria H. Kim – Proskauer Rose LLP
The Importance of Disinterestedness: Identifying and Addressing Conflicts of Interest in Commercial Bankruptcy Cases by Sarah L. Primrose, Brooke L. Bean, and Christian J. Adams – King & Spalding LLP
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Changes From the Top: The 2nd Trump Administration’s Efforts to Sharply Limit the CFPB and the Growing Role of State AGs and Other Actors in the Consumer Protection Landscape by Elizabeth J. Ireland and Starling Gamble – Winston & Strawn LLP
Private Credit Restructuring: Priming DIPs in Focus by David Hillman and Jordan Sazant - Proskauer
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You’ve Got to Fight! For a Contractual DIP Financing Participation Right by Michael R. Handler – King & Spalding LLP
What to Expect in Bank Regulation in 2025 by Joseph E. Silvia – Duane Morris LLP
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AI and Tech Regulation for the Financial Sector by Lothar Determann and Michaela Nebel – Baker McKenzie
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Enforceability of Intercreditor Agreements in Bankruptcy by Christopher M. Dressel – Skadden, Arps, Slate, Meagher & Flom LLP
Bankruptcy and the Uniform Special Deposits Act: Insulating Depositor Funds From Creditors by Jason W. Harbour, Hillary Peet Patterson, and Johanna Jenkins – Hunton Andrews Kurth LLP
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Planning and Executing Effective Remediations by Jeremy Hochberg and Patricia Hartsfield-Davis – Mitchell Sandler PLLC
The Top 10 D&O Insurance Policy Exclusions Keeping Bank Executives Up at Night by Geoffrey B. Fehling and Alex D. Pappas – Hunton Andrews Kurth LLP
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