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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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The SEC’s “Swing Pricing” Rule by Rose F. DiMartino, Jay Spinola, Ryan P. Brizek, and James W. Hahn – Willkie Farr & Gallagher LLP

Margin for Uncleared Swaps:  Practical Considerations for the Buy-Side by Willa Cohen Bruckner and Matthew Barringer – Alston & Bird LLP

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DOJ’s New Guidance for Voluntary Self-Disclosures of Willful Export Controls and Sanctions Violations by Lisa Prager, Lara Covington, and Michael Court – Holland & Knight LLP

Economic Sanctions Enforcement:  Recent Trends and Lessons Learned by David Mortlock and Nikki M. Cronin – Willkie Farr & Gallagher LLP

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2016 Shareholder Activism Review and Analysis by Glen Schleyer – Sullivan & Cromwell LLP

From Chancery Court to Federal Court:  The Obstacles to a Post-Trulia Migration by Abby F. Rudzin, R. Scott Widen, and Matthew T. Murphy – O’Melveny & Myers LLP

The SBIC Advisers Relief Act by Tamer Tullgren – Locke Lord LLP

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Recent Trends in SEC Enforcement Actions against Auditors by Lisa C. Wood and Matthew Miller – Foley Hoag

The Impact of Omnicare on Auditor Liability under the Federal Securities Laws by Sarah L. Cave – Hughes Hubbard & Reed LLP

The New SEC Liquidity Rule by Rose F. DiMartino, Jay Spinola, Ryan P. Brizek, and James W. Hain – Willkie Farr & Gallagher LLP

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Anti-Money Laundering Enforcement:  The Rise of Individual Liability for Compliance Professionals by Sharon Cohen Levin, Elizabeth J. Hogan, and Tamar Kaplan-Marans – WilmerHale

Crowdfunding under the SEC’s New Rules by Stephen P. Wink and Brett M. Ackerman – Latham & Watkins

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The New Focus on Individuals Responsible for Corporate Misconduct by Stephanie Yonekura and Deepak Singh – Hogan Lovells LLP

Background Checks and the FCRA:  How Employers Can Mitigate One Risk without Creating another One by Michael P. Daly and Richard M. Haggerty – Drinker Biddle & Reath LLP

 

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Some Current Articles in
Banking & Financial Services:

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New Rule Limits Statutory Exemption for Autodialed Calls to Collect Government Debts by Nancy L. Perkins and Anthony Raglani – Arnold & Porter Key Scholer LLP

Expert Testimony in Bankruptcy Disputes by Sabin Willett and Melissa Boey – Morgan Lewis & Bockius

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Security Interests in Proceeds of Collateral:  Impact of Bankruptcy by Mark Joachim and Sam Lawand – Arent Fox LLP

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Involuntary Bankruptcies:  The Basics and Recent Developments by Jonathan Edwards, Michael Friedman, Garrett Nail, and David Neal Stern – Alston & Bird, LLP; Genovese Joblove & Battista, P.A.; Thompson Hine LLP; and Frank, Weinberg & Black P.L.

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Permissibility of Third-Party Releases in Non-Asbestos Cases by William P. Weintraub – Goodwin Procter LLP

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The 2015 Card Act Report by Andrew Owens and Adam Maarec – Davis Wright Tremaine LLP

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Sanctions-Related Challenges for Payments Systems by Thomas Feddo – Alston & Bird

When the Interests of Creditors’ Committee Members Diverge by Sharon L. Levine and Ryan B. White – Saul Ewing LLP

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order from 2000 - 2016 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order from 2000 - 2016 for The Review of Banking & Financial Services