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Some Current Articles in
Securities & Commodities Regulation:
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Determining and Disclosing the Effect of Broker Non-Votes by John Mark Zeberkiewicz and Robert B. Greco – Richards, Layton & Finger, P.A.
Shareholder Litigation for Waste of Corporate Assets in Internal FCPA Investigations by Benjamin Galdston – Bernstein Litowitz Berger & Grossman LLP
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Recordkeeping: Recent Rule Amendments and Other Developments by Michael Philipp, Akshay Belani, Christine Lombardo, and Sarah Riddell – Morgan, Lewis & Bockius LLP
Virtual-Only Shareholder Meetings – Are They a Good Idea for Your Company? by Mary J. Mullany – Ballard Spahr LLP
Blockchain Basics for Investment Managers: A Token of Appreciation by Jay G. Baris and Joshua Ashley Klayman – Shearman & Sterling LLP and Morrison & Foerster LLP
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Caught in Traffic: The Scope of the SEC’s Extraterritorial Authority by Sarah L. Cave – Hughes Hubbard & Reed LLP
Recent Staff Guidance on the Custody Rule under the Investment Advisers Act of 1940 by Christopher S. Petito – Willkie Farr & Gallagher, LLP
Cyan and the Future of Securities Class Actions in State Court by Maeve L. O’Connor and Elliot Greenfield – Debevoise & Plimpton LLP
Advertising and Social Media for Investment Advisers by Jeff Blumberg and Brian Jacobson – Faegre Baker Daniels
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FCPA Update: Third-Party Risks and Enforcement Actions by Michael H. Huneke and Ashley R. Hodges – Hughes Hubbard & Reed LLP
Regulatory Developments Relating to Actively Managed ETFs by Eric Simanek – Sullivan & Worcester LLP
The Changing Tide of Delaware Deal Litigation by Paula Anderson – Shearman & Sterling LLP
Iran Sanctions: Where Are We Now? By Sean Kean – Hughes Hubbard & Reed LLP
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CFTC Enforcement: Best Practices and Recent Developments by Mary P. Hansen, James G. Lundy, and Antoinette M. Snodgrass – Drinker Biddle & Reath LLP
Technology Outsourcing by National Securities Exchanges and Registered Clearing Agencies by Wenchi Hu – Latham & Watkins, LLP
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The Impact of Salman V. United States on Downstream Tippee Prosecutions by Brian A. Jacobs and Priya Raghavan – Morvillo Abramowitz Grand Iason & Anello P.C.
The New Fiduciary Standard for Broker-Dealers by Hillel T. Cohn – Morrison & Foerster LLP
Executive Compensation Litigation Update by Arthur H. Kohn and Julia M. Rozenblit – Cleary Gottlieb Steen & Hamilton LLP
The New Pay Ratio Disclosure by Maia Gez – Gibson, Dunn & Crutcher LLP
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Some Current Articles in
Banking & Financial Services:
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Buy-Side Beware: New Limits on Insolvency-Related Remedies in Certain QFCs by Philip T. Hinkle, Robert H. Ledig, and Shayna Gilmore – Dechert LLP
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Catastrophe Bonds: The Convergence of Capital Markets and Insurance by Lorraine D. Mandel – Private Practice
Card Act Report: The CFPB Departs from Precedent by Robin Nunn, Jonathan Engel, Chris Chamness, and Adam Maarec – Davis Wright Tremaine.
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Recent Distressed Financings: Trends and Losses Learned by Van C. Durrer, II
The U.S. Regulatory Environment for Online Small-Business Lending by Jennifer Ballard, Catherine Brennan, Conor French, and Eric Johnson – MarketCounsel; Hudson Cook, LLP; and Funding Circle
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TRID: More Changes Adopted but No “Black Hole” Fix (Yet) by Robert M. Jaworski – Reed Smith LLP
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Defeating Class Certification in Telephone Consumer Protection Act Cases by Neal Marder, Andrew Jick, and Kelly Handschumacher – Akin Gump Strauss Hauer & Feld LLP
Electronic Retail Installment Sales Contracts in California by Margo H.K. Tank and David Whitaker – Buckley Sandler LLP
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Bank Partnership Programs and the Regulatory Response by Robert Savoie - McGlinchey Stafford PLLC
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