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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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The Department of Labor’s New Conflict-of-Interest Regulations by Robert Sichel, Kristina Zanotti, and Ruth Delaney – K&L Gates LLP

Recent Developments in Mutual Fund Fee Litigation by David A. Kotler, Joanna Barry, and Catherine Wigglesworth – Dechert

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Preserving and Controlling the Attorney-Client Privilege in M&A Deals by Lisa R. Bugni and Courtney Quirós – Alston & Bird LLP

Context Makes a Difference:  SEC Loses Controversial Case by Mary Eaton, Amelia Cottrell, Elizabeth Gray, Ben Haskin, Jim Anderson, and Juliet Mun – Willkie Farr & Gallagher LLP

The Evolving Calculus of Corporate Voluntary Disclosure in Foreign Corrupt Practices Act Cases by Joan E. Meyer – Baker & McKenzie LLP

Public Benefit Corporations by Frederick H. Alexander – B Lab

Reluctant Handmaidens:  The Role of Judiciary in Corporate Settlement Agreements by Trevor N. McFadden and Maria McMahon

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SEC Proposal on Investment Company Use of Derivatives – A Solution in Search of a Problem? by Amy R. Doberman – WilmerHale

The Iran Nuclear Deal:  Possibilities and Pitfalls for U.S. and Non-U.S. Companies by Ajay Kuntamukkala, Adam J. Berry, and Timothy J. Ford – Hogan Lovells US LLP

Reconciling US and EU Sanctions:  Iran and Cuba by Nicole Erb, Sara Nordin, and Tanya Hanna – White & Case

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SEC Pay Ratio Rules – A Recipe for Compliance and Model Disclosure by Jason M. Halper and Jeremy D. Erickson – Orrick, Herrington & Sutcliffe LLP

FCPA Best Practices:  Implementation and Utilization of Third-Party Audits by Jason A. Jones – King & Spalding LLP

Shareholder Approval of Equity Plans – Current Considerations by Mary J. Mullany – Ballard Spahr LLP

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Capital Market Instruments Targeted by EU Sanctions against Russia by Anahita Thoms and Bettina Stepanek – Freshfields Bruckhaus Deringer U.S. LLP

The CCO – The SEC’s Target – or Ally in Examinations and Enforcement? By Sarah A. Good and Ildiko Duckor – Pillsbury Winthrop Shaw Pittman LLP

Swap Dealer Chief Compliance Officer Requirements – Recent Developments by Dan M. Berkovitz and Gail C. Bernstein – Wilmer Hale

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Virtual Currency and Regulation by Gerald S. Sachs, Ryan A. Chiachiere, Alexandra L. Anderson, and Lauren Kelly D. Greenbacker – Paul Hastings LLP

Manipulation under the CEA and the Defense of Self-Defense by Chad E. Silverman and David Zornow – Skadden, Arps, Slate, Meagher & Flom LLP

U.S. Trade Controls Considerations during M&A and Transactional Due Diligence by Kim Strosnider and Stephen Bartenstein – Covington & Burling LLP

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New SEC Staff Guidance on General Solicitation by Leslie Silverman, Nicolas Grabar, and Andrea Basham – Cleary Gottlieb Steen & Hamilton LLP

Cyber-Attacks and Developments in Cybersecurity by Alan Brudner, Wendy Cohen, Gary DeWaal, David Dickstein, Doron Goldstein, and Dina Wegh – Katten Muchin Rosenman LLP

 

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Some Current Articles in
Banking & Financial Services:

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Public Policy Limitations of Chapter 15 of the Bankruptcy Code by Kimberly A. Posin and Adam E. Malatesta – Latham & Watkins

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The Enhanced Supplementary Leverage Ratio and Derivatives:  Recent Developments by Brian G. Barrett and Sean M. Diamond – Sutherland Asbill & Brennan LLP

Securities Lending Indemnification at a Crossroads by Geoffrey Davis – Squire Patton Boggs

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U.S. Risk Retention in the CLO Market by Joyce E. McCarty, Macey Levington, Beau Sterling, and Sarah Crandall – Cleary Gottlieb Steen & Hamilton LLP

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Seven Lessons Learned from D&O Litigation Arising from the Financial Crisis by Dennis Klein, Tyler Grove, and Jeffrey Goldberg – Hughes Hubbard & Reed LLP

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Medicare Fraud and the Laundering of Proceeds:  Detecting the Obvious by Kirk Ogrosky and Nora Schneider – Arnold & Porter LLP

Who Decides Whether an Arbitration Clause Permits Class Arbitration – Judge or Arbitrator? By Jeremy Cole, Yael Aufgang, and Ben Friedman – Jones Day

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FIRREA Enforcement Trends by Douglas W. Baruch, Jennifer M. Wollenberg, and Matthew E. Joseph – Fried, Frank, Harris, Shriver & Jacobson LLP

Credit Bidding after Fisker by Stephen B. Selbst – Herrick, Feinstein LLP

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Impact of the Volcker Rule on Derivatives Markets by Julian E. Hammar and Oliver I. Ireland – Morrison & Foerster LLP

Recent FDIC Guidance on Brokered Deposits by David F. Freeman, Jr. – Arnold & Porter LLP

 

 

 

 


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