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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Emerging Issues in Digital Asset Litigation: Discovery and Beyond by Mark Cianci, Stefan Schropp, Antonia Miller, and Deborah Pabon Cifuentes – Ropes & Gray LLP

Navigating Cross-Border Economic Sanctions: Ensuring Compliance and Mitigating Risks by Zachary Goldman, Zack Kessler, Lester Ross, and Kenneth Zhou – Wilmer Cutler Pickering Hale and Dorr LLP

Finding Gold in Europe in Green While Maintaining Regulatory Compliance by Christopher D. Christian and Katie Carter

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U.S. Department of Justice’s Revised Compliance Guidance: DOJ Tackles Clawbacks and Ephemeral Messaging by Dan Kahn – Davis Polk & Wardwell

Preparing the “Background of the Merger” Section in Merger Proxy Statement by James Hu, Andrew Hammond, and Melissa Curvino – White & Case LLP

Conflicts of Interest in Asset-Backed Securitization: An Analysis of Proposed Rule 192 by Christopher Horn and Jon A. Schlotterback – Mayer Brown LLP

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Ethical Issues Arising From Client Deposition Perjury by Matthew A. Schwartz and Aaron J. Blake – Sullivan & Cromwell LLP

Key Regulatory and Compliance Considerations for Small and Regional Broker/Dealers by Paula D. Shaffner and Brandon M. Riley – Stradley Ronan Stevens & Young LLP

The Unique Impact of Recent SEC Rules on Foreign Private Issuers by Paul M. Dudek – Latham & Watkins

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The Rise of Mutual Fund Alternatives: Collective Investment Trusts and Retail Separately Managed Accounts by Vadim Avdeychik and Emily Picard – Clifford Chance US LLP

Solving Corporate Problems: Enforcement and Independent Investigation Under the Biden Administration by Rizwan A. Qureshi and Justin Angotti – Reed Smith LLP

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The SEC’s Proposed Rule for Reporting Large Security-Based Swap Positions by Elanit Snow and Peter T. Martin – Proskauer Rose LLP

Dealing With (and How Not to Deal With) Whistleblowers by Terri L. Chase, David Peavler, and Alexander J. Wilson – Jones Day

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The SEC’s New 10B5-1 Rules and Emerging Insider Trading Policy Best Practices by Michael L. Arnold and Lisa M. Kohl – Cravath, Swaine & Moore LLP

Disaggregating the Causes of Stock Drops in Securities Fraud Cases by Matthew L. Mustokoff – Kessler Topaz Meltzer & Check LLP

Recent Developments in Private Company Financing Trends by Lianna Whittleton – Wilson Sonsini Goodrich & Rosati

SEC Regulatory and Enforcement Developments: What Boards of Directors and Audit Committees Need to Know by Jennifer S. Leete, Elad Roisman, and Lisa M. Kohl – Cravath, Swaine & Moore LLP

End-of-Life Options for Ex-SPACs by Jenny Hochenberg, Madlyn Gleich Primoff, and Aashim Usgaonkar – Freshfields, Bruckhaus Deringer US LLP

 

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Some Current Articles in
Banking & Financial Services:

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Winning the Wild West: Cryptocurrency, Web3, and the New UCC Article 12 by Matthew C. Luzadder and Alla M. Taher – Kelley Drye & Warren LLP

Due Diligence in Fund Finance Transactions by J. Eric Holland and Melissa A. Sharp – Duane Morris LLP

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Key Issues in Standing to Challenge Liability Management-Related Transactions by Michael R. Handler – King & Spalding LLP

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The 2023 Banking Crisis: A Primer on Bank Receiverships by Carl Fornaris – Winson & Strawn LLP

Bank/Fintech Partnerships – Solving for a Nationwide Product and Service by Jedd Bellman and Daniel Bellovin – Herrington & Sutcliffe LLP

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FDIC Releases Report on Options for Deposit Insurance Reform by Matthew Bisanz and Saundrea Rupert-Shropshire – Mayer Brown LLP

Determining and Managing Conflicts of Interest in Bankruptcy Cases by Sarah L. Primrose and Brooke L. Bean – King & Spalding LLP

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Considerations and Strategies for 2023’s Fundraising Market by Victoria S. Forrester, Matthew Goldstein, and Conrad van Loggerenberg – Paul, Weiss, Rifkind, Wharton & Garrison LLP

Unique Challenges in Cryptocurrency Bankruptcies by Deborah Kovsky-Apap – Troutman Pepper Hamilton Sanders LLP

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LIBOR’s Last Leg: Legislation and Synthetic LIBOR Ease the Transition to SOFR by Amy McDaniel Williams, Michael Kruse, and Tina Locatelli – Hunton, Andrews Kurth LLP

Minority Lenders Beware: How Majority Holders in Distressed Financings are Leveraging Their Rights at the Expense of Minority Holders by Elie Worenklein and Mitchell Carlson – Debevoise & Plimpton LLP

 

 

 

 

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - June 2023 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 -June 2023 for The Review of Banking & Financial Services