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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Developments and Trends in CFTC Enforcement by Lawrence Zweifach, Arthur Long, Joel Cohen, Robert Trenchard, Jeffrey Steiner, and Amy Mayer – Gibson Dunn & Crutcher LLP

Tips for Strong Cyber Liability Insurance by Thomas H. Bentz, Jr. – Holland & Knight

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2015:  A Year in Review for Investment Advisers by Anastasia Rockas – Skadden, Arps, Slate, Meagher & Flom LLP

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The Department of Labor’s New Conflict-of-Interest Regulations by Robert Sichel, Kristina Zanotti, and Ruth Delaney – K&L Gates LLP

Recent Developments in Mutual Fund Fee Litigation by David A. Kotler, Joanna Barry, and Catherine Wigglesworth – Dechert

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Preserving and Controlling the Attorney-Client Privilege in M&A Deals by Lisa R. Bugni and Courtney Quirós – Alston & Bird LLP

Context Makes a Difference:  SEC Loses Controversial Case by Mary Eaton, Amelia Cottrell, Elizabeth Gray, Ben Haskin, Jim Anderson, and Juliet Mun – Willkie Farr & Gallagher LLP

The Evolving Calculus of Corporate Voluntary Disclosure in Foreign Corrupt Practices Act Cases by Joan E. Meyer – Baker & McKenzie LLP

Public Benefit Corporations by Frederick H. Alexander – B Lab

Reluctant Handmaidens:  The Role of Judiciary in Corporate Settlement Agreements by Trevor N. McFadden and Maria McMahon

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SEC Proposal on Investment Company Use of Derivatives – A Solution in Search of a Problem? by Amy R. Doberman – WilmerHale

The Iran Nuclear Deal:  Possibilities and Pitfalls for U.S. and Non-U.S. Companies by Ajay Kuntamukkala, Adam J. Berry, and Timothy J. Ford – Hogan Lovells US LLP

Reconciling US and EU Sanctions:  Iran and Cuba by Nicole Erb, Sara Nordin, and Tanya Hanna – White & Case

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SEC Pay Ratio Rules – A Recipe for Compliance and Model Disclosure by Jason M. Halper and Jeremy D. Erickson – Orrick, Herrington & Sutcliffe LLP

FCPA Best Practices:  Implementation and Utilization of Third-Party Audits by Jason A. Jones – King & Spalding LLP

Shareholder Approval of Equity Plans – Current Considerations by Mary J. Mullany – Ballard Spahr LLP

 

 

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Some Current Articles in
Banking & Financial Services:

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FINCEN’S Final Beneficial Ownership Rule by Michael Nonaka and Lucille C. Andrzejewski – Covington & Burling LLP

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Recent Developments under the Servicemembers Civil Relief Act and the Military Lending Act by Stephen J. Newman and Brian C. Frontino – Stroock & Stroock & Lavan LLP

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Public Policy Limitations of Chapter 15 of the Bankruptcy Code by Kimberly A. Posin and Adam E. Malatesta – Latham & Watkins

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The Enhanced Supplementary Leverage Ratio and Derivatives:  Recent Developments by Brian G. Barrett and Sean M. Diamond – Sutherland Asbill & Brennan LLP

Securities Lending Indemnification at a Crossroads by Geoffrey Davis – Squire Patton Boggs

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U.S. Risk Retention in the CLO Market by Joyce E. McCarty, Macey Levington, Beau Sterling, and Sarah Crandall – Cleary Gottlieb Steen & Hamilton LLP

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Seven Lessons Learned from D&O Litigation Arising from the Financial Crisis by Dennis Klein, Tyler Grove, and Jeffrey Goldberg – Hughes Hubbard & Reed LLP

 

 

 

 

 

 


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