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Some Current Articles in
Securities & Commodities Regulation:
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Regulatory Focus on “High-Risk” Registered Representatives and Recidivism by Corin R. Swift, Benjamin L. Nager, and Jordan S. Schwartz – Sidley Austin LLP
The Growing Importance of Fully Integrated Compliance Programs by William D. Semins and Jared Kephart – K&L Gates LLP
Regulatory Developments for Dual Registrants by Cheryl L. Haas and Alex M. Madrid – McGuireWoods LLP
Maintaining Privilege Protection of Internal Investigations by Sarah F. Warren – Fried Frank
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The Supreme Court’s Cyan Decision: Implications for Securities Class Actions by Martin L. Seidel and Mary Eaton – Willkie Farr & Gallagher LLP
Hiring and Using Compliance Consultants by Brian L. Rubin and Rebekah R. Runyon – Eversheds Sutherland
Developments in M&A Litigation by Meredith Kotler and Mark McDonald – Cleary Gottlieb Steen & Hamilton LLP
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The Expanding Role of Lawyers in Addressing Cyber Risk at Financial Firms by Avi Gesser, Matthew Kelly, and Samantha Pfotenhauer – Davis Polk
Issuer Reporting and Disclosure: The State of SEC Enforcement by David Woodcock and Alexandra Stanley – Jones Day
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SEC Enforcement Division Issues its 2018 Report Card by Marc J. Fagel, Mark K. Schonfeld, and Dan Li – Gibson, Dunn & Crutcher
Implications and Opportunities of Lucia v. SEC by Brian Neil Hoffman – Holland & Hart LLP
From Influential Stockholders to De Facto Controlling Stockholders: Recent Trends and Updates in Delaware by Melissa Sawyer and Emily Lichtenheld – Sullivan & Cromwell LLP
Interval Funds Have Turned 25 and Are Increasingly Popular by George Zornada, Pablo Man, and Lindsay Grossman – K&L Gates
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Changes in Bank Regulation: The Economic Growth, Regulatory Relief, and Consumer Protection Act by Dwight C. Smith and Randy Benjenk – Covington & Burling LLP
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Modernizing the Regulatory Framework for BDCs by Anna T. Pinedo – Mayer Brown LLP
Form U-5 Requirements for FINRA Member Firms by Tracey Salmon-Smith and Jennifer Chawla – Drinker Biddle & Reath LLP
International Financial Fraud Enforcement Trends in a Globalized World by Benjamin D. Singer and David R. Fitzgerald – O’Melveny & Myers LLP
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Some Current Articles in
Banking & Financial Services:
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The Impact of Technological Innovations on Derivatives Documentation: A Buy-Side Perspective by Blake Estes and Willa Cohen Bruckner –Alston & Bird LLP
New Outer Limits for the Extraterritorial Reach of the U.S. Bankruptcy Code by Lynn P. Harrison III and Peter J. Buenger – Curtis, Mallet-Prevost, Colt & Mosle LLP
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Anti-Money Laundering Enforcement at the U.S. DOJ: Emphasizing Individual Accountability by Helen V. Cantwell, Meryl Holt Silverman, and Elizabeth Costello – Debevoise & Plimpton LLP
Rescue Loans and the Risk of Recharacterization by David M. Hillman and G. Scott Leonard – Schulte Roth & Zabel LLP
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The Impact of ACA International on TCPA Litigation by Arjun Rao and Julieta Stepanyan – Stroock & Stroock & Lavan LLP
North Korea: Shipping and Supply Chain Risks and Risk Mitigation by Mario Mancuso, Sanjay Mullick, and Jeremy Iloulian – Kirkland & Ellis LLP
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LO Comp Compliance Strategies in a Tightening Market by
R. Andrew Arculin and Peter S. Frechette – Venable LLP
The Rise of Statute of Limitations Challenges in New York Mortgage Foreclosure Actions by Brian S. McGrath – McGlinchey Stafford
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Recent Trends in Consumer Litigation by David N. Anthony and Timothy J. St. George – Troutman Sanders LLP
Enforceability of Foreign Insolvency Judgments: In Re Agrokor D. D. Et Al. by Lynn P. Harrison III and Peter J. Buenger – Curtis, Mallet-Prevost, Colt & Mosle LLP
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Cyber-Security Insurance Issues in Mortgage Lending by Leslie C. Thorne – Haynes & Boone LLP
Discharge Injunction Violations in Consumer Bankruptcies by Sarah E. Edwards – McGlinchey Stafford, PLLC
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