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Some Current Articles in
Securities & Commodities Regulation:
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SEC Enforcement Division Issues its 2018 Report Card by Marc J. Fagel, Mark K. Schonfeld, and Dan Li – Gibson, Dunn & Crutcher
Implications and Opportunities of Lucia v. SEC by Brian Neil Hoffman – Holland & Hart LLP
From Influential Stockholders to De Facto Controlling Stockholders: Recent Trends and Updates in Delaware by Melissa Sawyer and Emily Lichtenheld – Sullivan & Cromwell LLP
Interval Funds Have Turned 25 and Are Increasingly Popular by George Zornada, Pablo Man, and Lindsay Grossman – K&L Gates
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Changes in Bank Regulation: The Economic Growth, Regulatory Relief, and Consumer Protection Act by Dwight C. Smith and Randy Benjenk – Covington & Burling LLP
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Modernizing the Regulatory Framework for BDCs by Anna T. Pinedo – Mayer Brown LLP
Form U-5 Requirements for FINRA Member Firms by Tracey Salmon-Smith and Jennifer Chawla – Drinker Biddle & Reath LLP
International Financial Fraud Enforcement Trends in a Globalized World by Benjamin D. Singer and David R. Fitzgerald – O’Melveny & Myers LLP
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Investors Bancorp: Structuring and Approving Non-Executive Director Compensation to Avoid Judicial Review by Michael D. Allen and Robert B. Greco – Richards, Layton & Finger, P. A.
The Watchdogs Are Being Watched by Jay A. Dubow and Ying Zeng – Pepper Hamilton LLP
How Institutional Dynamics Have Shaped Insider Trading Law by Brian A. Jacobs – Morvillo Abramowitz Grand Iason & Anello P.C.
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Multi-Jurisdictional Anti-Corruption Investigation and Enforcement Trends and Developments by Warren T. Allen and B. Michelle Bosworth – Skadden, Arps, Slate, Meagher & Flom
Inside the Role of Brazil’s CVM in Anti-Corruption Cases by Kara Brockmeyer and Ada Fernandez Johnson – Debevoise & Plimpton LLP
Developments in the Regulation of Fiduciary Investment Advice by Gwendolyn A. Williamson, Matthew S. Williams, and Thomas M. Ahmadifar – Perkins Coie LLP
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Current SEC Initiatives Impacting Foreign Private Issuers by Paul M. Dudek – Latham & Watkins
Reducing Third-Party Trade Compliance Risks by Peter Lichtenbaum and Eric Sandberg-Zakian – Covington & Burling LLP
Going Public without an IPO by John C. Partigan
The Shift in Delaware Appraisal Litigation by Michele D. Johnson, Blair Connelly, and Janet J. Hsu – Latham & Watkins
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Some Current Articles in
Banking & Financial Services:
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LO Comp Compliance Strategies in a Tightening Market by
R. Andrew Arculin and Peter S. Frechette – Venable LLP
The Rise of Statute of Limitations Challenges in New York Mortgage Foreclosure Actions by Brian S. McGrath – McGlinchey Stafford
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Recent Trends in Consumer Litigation by David N. Anthony and Timothy J. St. George – Troutman Sanders LLP
Enforceability of Foreign Insolvency Judgments: In Re Agrokor D. D. Et Al. by Lynn P. Harrison III and Peter J. Buenger – Curtis, Mallet-Prevost, Colt & Mosle LLP
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Cyber-Security Insurance Issues in Mortgage Lending by Leslie C. Thorne – Haynes & Boone LLP
Discharge Injunction Violations in Consumer Bankruptcies by Sarah E. Edwards – McGlinchey Stafford, PLLC
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Case Studies in Exchange Offer Refinancings by Sandeep Qusba, Kathrine McLendon, and Randi Lynn Veenstra – Simpson Thacher & Bartlett LLP
Digital Marketing and Big Data – Managing Fair Lending Risk by Darren M. Welch and Anand S. Raman – Skadden, Arps, Slate, Meagher & Flom LLP
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Affiliated Business Arrangements are on the Rise – With Them Come Statutory and Regulatory Hurdles by Phillip L. Schulman and Emily J. Booth-Dornfeld – Mayer Brown
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The Home Mortgage Disclosure Act: Common Compliance Challenges by Sherry-Maria Safchuk and Frida Alim – Buckley Sandler LLP
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