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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Litigating With – And At – The SEC by Douglas Davison, Matthew Martens, Nicole Rabner, John Valentine, and Natalie Rastin – Wilmer Cutler Pickering Hale and Dorr, LLP

State Securities Regulatory Update by F. Daniel Bell III, Andrea L. Seidt, and Pamela P. Epting – K&L Gates, Ohio Securities Commission, and Florida Office of Financial Regulation, respectively

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Managing Corporate Crises:  A Brief Case Study by Ralph C. Ferrara and Rachel O. Wolkinson – Proskauer Rose LLP

Ethical Considerations for Defense Lawyers in SEC Proceedings by David B. Anders – Wachtell, Lipton, Rosen & Katz

Understanding the Investment Adviser Custody Rule:  Part II – Safekeeping Requirements by Robert E. Plaze – Stroock & Stroock & Lavan LLP

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U.S. Sanctions on Russia by Stephan E. Becker – Pillsbury Winthrop Shaw Pittman LLP

The Perils of Non-Accounting Services Provided by Accounting Firms by A. Neil Hartzell – LeClairRyan

Understanding the Investment Adviser Custody Rule:  Part I – Determining Custody by Robert E. Plaze – Stroock & Stroock & Lavan LLP

Cross-Border Requirements for Derivatives in the U.S. and EU by Cyrus Amir-Mokri, Mark D. Young, Maureen A. Donley, and Patrick Brandt – Skadden, Arps, Slate, Meagher & Flom

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Deferred Prosecution and Non-Prosecution Agreements in the United States, England, and Wales by Richard C. Smith, Sam Eastwood, Kelly Thorman, and Kate Hunter – Norton Rose Fulbright

NFA Inspections – Practical Guidance for CPOs and CTAs by Deborah A. Monson and Jeremy A. Liabo – Ropes & Gray LLP

Lower Court Decisions in the Wake of Halliburton II by Maeve L. O’Connor and Elliot Greenfield – Debevoise & Plimpton LLP

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Shareholder Engagement and the Proxy Season by Laura D. Richman and Michael L. Hermsen – Mayer Brown LLP

The Outside Contractor as Whistleblower by Dana S. Douglas and Kathleen M. Przywara – Mayer Brown LLP

Private Funds:  Preparing for another Year in the SEC Crosshairs by Marc J. Fagel and Leslie A. Wulff – Gibson, Dunn & Crutcher

Back to Principles – MD&A as a Model for Effective Disclosure by Jeffrey S. Hochman – Willkie Farr & Gallagher LLP

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Judicial Review of SEC Consent Judgments by Brent J. McIntosh – Sullivan & Cromwell LLP

Halliburton and the Fraud-on-the-Market Theory by Sean M. Murphy and Matthew J. Laroche – Milbank, Tweed, Hadley & McCloy LLP

Corporate Whistleblowing – Key Issues in Responding to Possible Violations by Jason M. Halper, Michael Delikat, Renee B. Phillips, Justin Bagdady, and Hannah M. Junkerman – Orrick, Herrington & Sutcliffe LLP

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Sanctions Developments in 2014 by George Wang and Andrew Winerman – Simpson Thacher & Bartlett LLP

Perfect Pill, Imperfect Defense by Frank Aquila and Melissa Sawyer – Sullivan & Cromwell LLP

Developments in Appraisal Litigation by Jessica Perry Corley and David W. Gouzoules – Alston & Bird LLP


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Some Current Articles in
Banking & Financial Services:

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The ABI Commission Report Recommendations for the Reform of Chapter 11 by Damian S. Schaible and Kevin J. Coco – Davis Polk & Wardell LLP

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Preparing for the Squall:  The Coming Margin Requirements for OTC Derivatives by James M. Cain and Meltem F. Kodaman – Sutherland Asbill & Brennan LLP

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The CFPB’s Proposed HMDA Rule:  “Getting it Right” in Light of Major Changes to HMDA by Warren W. Traiger and Purvi Sanjay Patel

Surviving your Next Securitization:  Identifying and Minimizing Unknown Risk by Robert A Jaffe and Nicole P. Moriarty – Kutak Rock LLP

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Third-Party Releases in Bankruptcy by Kimberly A. Posin – Latham & Watkins LLP

Risk Assessment in India:  Challenges and Best Practices by Brian L. Whisler and John P. Cunningham – Baker & McKenzie LLP

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Till:  Ten Years Later by Judith Elkin – Haynes and Boone

Vendor Management for Banks and Nonbanks by John ReVeal – Bryan Cave LLP

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Fundamental Principles – Exploring Trends in Data Privacy Law by Michael G. Morgan, Jessica M. Sawyer, and Eli A. Alcaraz – Jones Day

Creditor Fraudulent Transfer Litigation in Post-LBO Bankruptcies by Michael E. Comerford and David G. Schiff – Milbank, Tweed, Hadley & McCloy LLP

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Recent Legal Developments in the Distressed Debt Market by L. P. Harrison III – Curtis, Mallet-Prevost, Colt & Mosle LLP

Multi-State Negotiations:  An Overview by Benjamin Diehl – Stroock & Stroock & Lavan LLP

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Class Litigation of Lender-Placed Hazard Insurance by Frank G. Burt, W. Glenn Merten, Richard D. Euliss, and Abigail J. Kortz – Carlton Fields Jorden Burt, P.A.

 

 

 

 


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