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Some Current Articles in
Securities & Commodities Regulation:
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The SEC's New Enforcement Program by Richard M. Phillips, Jeffrey L. Bornstein, and Leanne E. Hartmann – K&L Gates LLP
The SEC's Policies on Civil Penalties and Admissions in Settlements by Herbert F. Janick III and John Lupton – Sidley Austin LLP
U.S. Sanctions on Iran: The Joint Plan of Action for Containing Iran's Nuclear Program by Jeanine P. McGuinness – Davis Polk & Wardwell LLP
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Credit Rating Agency Litigation by Roberta A. Kaplan and Jacob H. Hupart – Paul, Weiss, Rifkind, Wharton & Garrison LLP
Investment Company Performance: The Board's Oversight Role by Rose F. DiMartino and Ryan P. Brizek – Wilkie Farr & Gallagher LLP
The JOBS Act and IPOs by Deanna Kirkpatrick – Davis Polk & Wardell LLP
Compliance and Legal Personnel: Potential Supervisory Liability by Paul R. Berger, Kenneth J. Berman, Robert B. Kaplan, Jonathan R. Tuttle, Lee A. Schneider, and Ryan M. Kusmin – Debevoise & Plimpton LLP
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Executive Compensation Issues: Planning for the Coming Proxy Season by Erica Schohn and Joe Penko – Skadden, Arps, Slate, Meagher & Flom LLP
Preparing an Effective PCAOB Statement of Position by Elissa Preheim and Bret A. Finkelstein – Arnold & Porter LLP
The Interplay Between Government Investigations and Civil Securities Litigation by Michael M. Farhang and Chris Jung – Gibson, Dunn & Crutcher LLP
SEC Developments in M&A by Richard Hall – Cravath, Swaine & Moore LLP
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Deal Litigation Run Amok: Diagnosis and Prescriptions by Marc Wolinsky and Ben Schireson – Wachtell, Lipton, Rosen & Katz
Advisers Act Marketing Considerations for Real Estate Fund Managers by Kelley A. Howes – Morrison & Foerster LLP
Reassessing the SEC Wells Submission by Marc J. Fagel – Gibson, Dunn & Crutcher
Preparing for and Enduring a FINRA Exam by Daniel Nathan and Justin Kletter – Morrison & Foerster LLP and Bank of America Merrill Lynch
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SEC Investment Adviser Examinations by William Kane and Gillian Whittlesey – BakerHostetler
Practicing Before the SEC: Ethical Considerations for Counsel by Charles F.Walker and Katherine V. Lesker – Skadden, Arps, Slate, Meagher & Flom LLP
Regulators Renew Focus on Auditor Independence by Robert Hubbell – Morrison & Foerster LLP
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FINRA's Regulation of its Members' Use of Social Media by Ethan Silver and Jayun Koo – Carter Ledyard & Milburn LLP
Regulation FD in the Twitter Age by William S. Freeman – Jones Day
Know Your Customer Inquiries and Suitability Determinations under the Updated FINRA Rules by Peter W. LaVigne – Goodwin Procter LLP
The ACA Case: A New Standard for Reasonable Reliance? By Jonathan E. Pickhardt – Quinn, Emanuel, Urquhart & Sullivan LLP
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Deal Protections in Tender Offers by Melissa Sawyer and Rebecca Crosby – Sullivan & Cromwell LLP
"Win-Win" Scenarios for Shareholders in M&A Transactions by Paula Howell Anderson – Shearman & Sterling LLP
Recent AML Enforcement Cases by Paul M. Tyrell – Sidley Austin LLP
Concluding an Internal Investigation by David Bayless and Tammy Albarrán – Covington & Burling LLP
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Some Current Articles in
Banking & Financial Services:
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The State of Cybersecurity Regulation in the Financial Services Sector by Stuart D. Levi and Joshua Gruenspecht – Skadden, Arps, Slate, Meagher & Flom LLP
U.S. Economic Sanctions: Due Diligence for Financial Institutions by Melvin Schwechter – Baker & Hostetler
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Legal Privilege and Related Issues in Insolvency and Restructuring Matters by Christopher Harris and William Furnish – Latham & Watkins LLP
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The CFPB Signals Revolutionary Changes to the Collection Industry by Nanci L. Weissgold – K&L Gates LLP
Exempt Structured Products Programs in the U.S.: Issues for Non-U.S. Banks by Bradley Berman, Lloyd S. Harmetz, and Anna T. Pinedo - Morrison & Foerster LLP
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The New Enforcement Landscape for Financial Institutions by Timothy R. McTaggart, Lawrence Byrne, Martin S. Bloor, and Linda Regis-Hallinan – Pepper Hamilton LLP
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Broad Reach of the "Credit" Laws and Potential Compliance Pitfalls by Joseph L. Barloon and Darren Welch - – Skadden, Arps, Slate, Meagher & Flom LLP
Reassessing Your Risk Profile for OFAC Sanctions by Ronald L. Meltzer and David M. Horn - WilmerHale
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A Practical Approach to Global Derivatives Reform by David T. McIndoe, Meltem F. Kodaman, and Meghan R. Gruebner – Sutherland Asbill & Brennan LLP
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The COMI Concept in Multinational Corporate Group Bankruptcies by Claudia R. Tobler – Paul, Weiss, Rifkind, Wharton & Garrison LLP
A Practical Guide to CFPB Compliance Examination Management by Andrew Sandler, Andrea Mitchell, and Susanna Khalil – Buckley Sandler LLP
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Upset Bids in Section 363 Sales by Francis J. Lawall and Erik L. Coccia – Pepper Hamilton LLP
CAFA Jurisdiction over State Attorney General Parens Patriae Actions by Stephen J. Newman, Claude G. Szyfer, and Daniel N. Bertaccini – Stroock & Stroock & Lavan LLP
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