Welcome to the Official Website of
The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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Some Current Articles in
Securities & Commodities Regulation:
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Navigating Conflicts of Interest in Securities Class Actions by Anne P. Ray – Jenner & Block LLP

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The New York State DFS Cybersecurity Regulation:  Preparing for Compliance by Jeffrey P. Taft, Lawrence R. Hamilton, Stephen Lilley, and Matthew Bisanz – Mayer Brown LLP

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The So-Called “Fiduciary Exception” to the Attorney-Client Privilege in Section 36(b) Cases by Sean M. Murphy, Robert C. Hora, and Michael E. Mirdamadi – Milbank, Tweed, Hadley & McCloy LLP

Increased Use of Big Data in SEC Enforcement by Elizabeth P. Gray and Catherine E. Fata – Willkie Farr & Gallagher LLP

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Managing a Global Regulatory Investigation — Unique Challenges in Cross-Border Investigations by John. M. Hillebrecht, Jessica Masella, and Adam Steene – DLa Piper LLP

Salman V. United States and its Impact on Insider-Trading Enforcement by Scott B. McBride – Lowenstein Sandler LLP

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The SEC’s Long-Awaited Security-Based Swaps Rule May Be Approaching by Julian E. Hammar, David B. Lichtstein, and Robert J. Dilworth – Morrison & Foerster LLP

Esoteric ABS:  Pushing the Envelope by Ronald S. Borod – DLA Piper LLP (US)

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The SEC’s “Swing Pricing” Rule by Rose F. DiMartino, Jay Spinola, Ryan P. Brizek, and James W. Hahn – Willkie Farr & Gallagher LLP

Margin for Uncleared Swaps:  Practical Considerations for the Buy-Side by Willa Cohen Bruckner and Matthew Barringer – Alston & Bird LLP

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Some Current Articles in
Banking & Financial Services:
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FinCEN’s Customer Due Diligence and Beneficial Ownership Rule by Daniel P. Stipano, Ellen M. Warwick, and Benjamin W. Hutten – Buckley Sandler LLP

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Intercreditor Agreements – U.S. and European Approaches by R. Timothy Bryan and Carl Winkworth – Duane Morris LLP

Arbitration and Bankruptcy:  A Tug of War by Leah M. Eisenberg, Katherine R. Catanese, and Sam Lawand – Foley & Lardner LLP and Arent Fox LLP

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The OCC “Fintech Charter” by Mark T. Dabertin and Richard P. Eckman – Pepper Hamilton LLP

Best Practices for Lenders to Avoid and Prevail in Lender Liability Lawsuits by Natan M. Hamerman – Kramer Levin Naftalis & Frankel LLP

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Bank Response to Discovery Requests for Privileged Materials by Alex C. Lakatos – Mayer Brown

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The Role of the Committee in 363 Sales by Mark S. Indelicato and Alison M. Ladd – Hahn & Hessen LLP

Expert Witnesses in Bankruptcy Court:  Some Legal and Practice Points for Litigators by Philip Bentley – Kramer Levin Naftalis & Frankel  LLP

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New Rule Limits Statutory Exemption for Autodialed Calls to Collect Government Debts by Nancy L. Perkins and Anthony Raglani – Arnold & Porter Key Scholer LLP

Expert Testimony in Bankruptcy Disputes by Sabin Willett and Melissa Boey – Morgan Lewis & Bockius

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