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Some Current Articles in
Securities & Commodities Regulation:
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Broker-Dealers Selling Annuities: Preparing for the Best-Interest Standard by Issa Hanna – Eversheds Sutherland (US) LLP
Preparing 2019 Registration Statements and Annual Reports: What Foreign Private Issuers and Their Counsel Need to Know by Phyllis G. Korff and Candace R. Jackson – Mayer Brown
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Digital Advice Platforms: Compliance and Legal Challenges by Stephen P. Wink, Naim Culhaci, and Deric Behar – Latham & Watkins LLP
SEC Breakthrough Brings Déjà vu: Lorenzo Court Reclaims Expansive Scope of Federal Securities Laws by Ralph C. Ferrara, Erica Taylor Jones, and Corey I. Rogoff – Proskauer Rose LLP
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Cleared Derivatives Markets — Customer Protection and Resolution Tools by Vincent E. Lazar and William A. Williams – Jenner & Block LLP
Howey, Ralston Purina and the SEC’s Digital Asset Framework by Joseph A. Hall – Davis Polk & Wardwell LLP
SEC Proposes Summary Prospectus for Variable Insurance Products by Gary O. Cohen – Carlton Fields, P.A.
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Regulatory Focus on “High-Risk” Registered Representatives and Recidivism by Corin R. Swift, Benjamin L. Nager, and Jordan S. Schwartz – Sidley Austin LLP
The Growing Importance of Fully Integrated Compliance Programs by William D. Semins and Jared Kephart – K&L Gates LLP
Regulatory Developments for Dual Registrants by Cheryl L. Haas and Alex M. Madrid – McGuireWoods LLP
Maintaining Privilege Protection of Internal Investigations by Sarah F. Warren – Fried Frank
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The Supreme Court’s Cyan Decision: Implications for Securities Class Actions by Martin L. Seidel and Mary Eaton – Willkie Farr & Gallagher LLP
Hiring and Using Compliance Consultants by Brian L. Rubin and Rebekah R. Runyon – Eversheds Sutherland
Developments in M&A Litigation by Meredith Kotler and Mark McDonald – Cleary Gottlieb Steen & Hamilton LLP
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The Expanding Role of Lawyers in Addressing Cyber Risk at Financial Firms by Avi Gesser, Matthew Kelly, and Samantha Pfotenhauer – Davis Polk
Issuer Reporting and Disclosure: The State of SEC Enforcement by David Woodcock and Alexandra Stanley – Jones Day
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SEC Enforcement Division Issues its 2018 Report Card by Marc J. Fagel, Mark K. Schonfeld, and Dan Li – Gibson, Dunn & Crutcher
Implications and Opportunities of Lucia v. SEC by Brian Neil Hoffman – Holland & Hart LLP
From Influential Stockholders to De Facto Controlling Stockholders: Recent Trends and Updates in Delaware by Melissa Sawyer and Emily Lichtenheld – Sullivan & Cromwell LLP
Interval Funds Have Turned 25 and Are Increasingly Popular by George Zornada, Pablo Man, and Lindsay Grossman – K&L Gates
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Some Current Articles in
Banking & Financial Services:
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Conducting a Compliant International Cross-Border Business: GDPR and More by Linda L. Fuerst – Norton Rose Fulbright Canada LLP
What to Do if Your Third Party is Embroiled in a Corruption Scandal by Brigida Benitez – Steptoe & Johnson LLP
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The CFPB’s Prepaid Account Rule by Eli Rosenberg – Baird Holm LLP
Bankruptcy Remote Entities, Substantive Consolidation, and the Future after Transwest by M. Douglas Flahaut – Arent Fox LLP
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The Potential Implication of the Supreme Court’s Holding in Merit Management by Brandon M. Hammer and Reshama J. Patel – Cleary Gottlieb Steen & Hamilton LLP
Debt Collection, Convenience Fees, and the FDCPA by Jon David D. Langlois and Elizabeth R. Bailey – Buckley LLP
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The Impact of Technological Innovations on Derivatives Documentation: A Buy-Side Perspective by Blake Estes and Willa Cohen Bruckner –Alston & Bird LLP
New Outer Limits for the Extraterritorial Reach of the U.S. Bankruptcy Code by Lynn P. Harrison III and Peter J. Buenger – Curtis, Mallet-Prevost, Colt & Mosle LLP
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Anti-Money Laundering Enforcement at the U.S. DOJ: Emphasizing Individual Accountability by Helen V. Cantwell, Meryl Holt Silverman, and Elizabeth Costello – Debevoise & Plimpton LLP
Rescue Loans and the Risk of Recharacterization by David M. Hillman and G. Scott Leonard – Schulte Roth & Zabel LLP
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The Impact of ACA International on TCPA Litigation by Arjun Rao and Julieta Stepanyan – Stroock & Stroock & Lavan LLP
North Korea: Shipping and Supply Chain Risks and Risk Mitigation by Mario Mancuso, Sanjay Mullick, and Jeremy Iloulian – Kirkland & Ellis LLP
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LO Comp Compliance Strategies in a Tightening Market by
R. Andrew Arculin and Peter S. Frechette – Venable LLP
The Rise of Statute of Limitations Challenges in New York Mortgage Foreclosure Actions by Brian S. McGrath – McGlinchey Stafford
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