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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Common Sense Reforms to Facilitate Capital Formation by James E. Anderson and Brian J. Baltz – Willkie Farr & Gallagher LLP

Claiming What’s Yours: 10 Considerations for Recovery Under Representations and Warranties Insurance Policies by Kevin Small, Patrick McDermott, and Alex Pappas – Hunton Andrews Kurth LLP

The Shift Toward 24-Hour Trading in U.S. Equities Markets: Opportunities and Regulatory Challenges by Charles A. Sommers and R. Jacob Griggs – Sidley Austin LLP

Those Who Watch the Watchers: Evolving Enforcement Trends in Financial Industry Surveillance Programs by Amy Jane Longo, Desiree Pelletier, and Erin Stewart – Ropes & Gray LLP

Recent Developments in Administrative Law: The Impact on Commodities Regulation and Enforcement by Michael Spafford, Patricia Liverpool, and Nora Logsdon – Paul Hastings LLP

Harnessing Artificial Intelligence in Anti-Money Laundering Compliance by Joseph E. Silvia and Stefanie Wayco – Duane Morris LLP

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Navigating SEC Investigations Under Trump 2.0: Does the Administration Change Affect Pre-Litigation Strategy? by Tracy S. Combs and Luke Fiedler – Greenburg Traurig LLP

Legal Issues for Broker-Dealers in Relation to Private Secondary Market Trading by Naim Culhaci and Stephen P. Wink – Latham & Watkins LLP

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Director Independence: Overview and Recent Developments by Rory A. Leraris and Kyoko Takahashi Lin – Davis Polk & Wardwell LLP

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Tokenizing Traditional Markets by Sarah Riddell, Cheryl Isaac, Rich Kerr, and Joshua Durham – K&L Gates LLP

Into the Breach: State Regulators, Private Litigants, and Securities Enforcement by Ilan Graff, C. Dabney O’Riordan, Daniel Liberman, and Lydia Saltzbart – Fried, Frank, Harris, Shriver & Jacobson LLP

Historical Shareholder Engagement Practices Under Microscope Due to Mid-Proxy Season Guidance From SEC by Reid S. Hooper and Justin A. Kisner – Cooley LLP

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Who, What, When, Where, and Why: Lessons Learned From the Solarwinds Litigation by Olivia S. Choe – Milbank LLP

SEC Adopts Rules That Change Edgar Filer Access and Account Management: An Overview of Edgar Next by Michelle M. Stasny – Mayer Brown LLP

Generative AI: Practical Considerations for Companies and Boards by Angela Dunning, David Lopez, Daniel Ilan, and Synne Chapman – Cleary Gottlieb Steen & Hamilton LLP

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Gatekeeping and the Ethical Dilemma of Securities Lawyers by Sarah Eichenberger – Kattan Muchin Rosemann LLP

2024 Anti-Corruption Trends in Latin America: A Dynamic Environment for Enforcement and Compliance by Alejandra Montenegro Almonte, Matteson Ellis, and Katie Cantone-Hardy

Is the SEC Clawback Rule Unlawful? By Joel H. Trotter – Latham & Watkins

Recent SEC Accounting and Financial Reporting Enforcement Actions and What to Expect Under Trump 2.0 by Jimmy Fokas and Nikita Mistry

 

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Some Current Articles in
Banking & Financial Services:

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Fair Lending in the First 150 Days of the Second Trump Administration by Olivia Kelman and Lanette Suárez Martin – Mitchell Sandler PLLC

Artificial Intelligence Models in Financial Services: Emerging Issues and Areas of Risk by Sherry-Maria Safchuk, Sasha Leonhardt, Caroline Stapleton, and Samantha Goldberg-Seder – Orrick, Herrington & Sutcliffe LLP

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Liability for Appraiser Bias and Appraiser Independence Rules: A Conundrum for Home Mortgage Lenders by Bob Jaworski – Holland & Knight LLP

The 2025 Community Bank M&A Landscape: Will the Dam Break? by Beau Hurtig – Ballard & Spahr LLP

Examining How Existing Federal Consumer Privacy Laws Apply to the Open Banking Ecosystem by Adam Maarec – McGinchey Stafford PLLC

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States are Poised to Ramp Up Enforcement Amid Trump Administration’s Deregulation Push by Jedd Bellman, Margaux Curie, and Christopher Walczyszyn – Orrick Herrington & Sutcliffe LLP

Third-Party Releases Alive and Well in Chapter 15 – Creative Maneuver or Comity? by Douglas E. Spelfogel, Derek Wright, and Karen Lou – Jenner & Block LLP

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Non-Bank Lender Perspectives in Fund Finance: Market Evolution, Structuring Strategies, and Competitive Positioning by Jinyoung Joo and Gloria H. Kim – Proskauer Rose LLP

The Importance of Disinterestedness: Identifying and Addressing Conflicts of Interest in Commercial Bankruptcy Cases by Sarah L. Primrose, Brooke L. Bean, and Christian J. Adams – King & Spalding LLP

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Changes From the Top: The 2nd Trump Administration’s Efforts to Sharply Limit the CFPB and the Growing Role of State AGs and Other Actors in the Consumer Protection Landscape by Elizabeth J. Ireland and Starling Gamble – Winston & Strawn LLP

Private Credit Restructuring: Priming DIPs in Focus by David Hillman and Jordan Sazant - Proskauer

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You’ve Got to Fight! For a Contractual DIP Financing Participation Right by Michael R. Handler – King & Spalding LLP

What to Expect in Bank Regulation in 2025 by Joseph E. Silvia – Duane Morris LLP

 

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Please click here to see a listing of articles in reverse chronological order 2000 - June 2025 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - June 2025 for The Review of Banking & Financial Services