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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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DOJ Disclosure and Whistleblower Programs Demand ‘Prudent’ Companies Adopt an Effective Internal Investigations Strategy by William J. Hochul – Davis Polk & Wardwell LLP

2023 Developments for Auditor Regulation Under the U.S. Securities Laws by John Rizio-Hamilton, Jesse L. Jensen, and Thomas Sperber – Bernstein Litowitz Berger & Grossman

Issues in Internal Investigations by Ilan Graff, Nicole R. Love, and Eamon O’Neill – Fried, Frank, Harris, Shriver & Jacobson LLP

The Rise of Interval and Tender-Offer Unlisted Closed-End Funds by Joshua B. Deringer and Kellilyn Greco – Faegre Drinker Biddle & Reath LLP

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The Decade-Long War for a Spot Bitcoin ETP Approval and the Next Battle by Tiffany J. Smith, Joseph Toner, and Joshua Nathanson – Wilmer Cutler Pickering Hale and Dorr LLP

Addressing Regulatory Risk in M&A Agreements by Katherine Ashley, David Wales, and Erik Elsea – Skadden, Arps, Slate, Meagher & Flom LLP

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Cryptocurrency Securities Class Action Litigation: 2023 Year in Review by Joni S. Jacobsen, Angela M. Liu, Timothy Spangler, and Vishan J. Patel – Dechert LLP

Trends in M&A and Fiduciary Duty Litigation by Meredith Kotler and Nicholas A. Caselli – Freshfields Bruckhaus Deringer US LLP

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Potential Impact of the SEC’s Rulemaking Agenda on Crypto by Tiffany J. Smith and Kyle P. Swan – Wilmer Cutler Pickering Hale and Dorr LLP

SEC v. The Crypto Industry – Tracking the SEC’s Ongoing Litigation Against Digital Asset Exchanges by Frederick L. Block, Alyse J. Rivett, Sarah V. Riddell, and Madeleine Ayer – Morgan Lewis & Bockius LLP

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Closed-End Fund Activism: How to Level the Playing Field by Kenneth E. Burdon – Skadden, Arps, Slate, Meagher & Flom LLP

Navigating the SEC’s New CyberSecurity Disclosure Regime by Brian Finch, David Oliwenstein, and Sarah Madigan – Pillsbury Winthrop Shaw Pittman LLP

2024 Proxy Season Updates by Alyse A. Sagalchik and Lawrence D. Levin – Katten Muchin Rosenman

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Collateral Consequences: What Does the Expanding Advisers Act Regulatory Regime Mean for Private Fund Managers? by Christine A. Schleppegrell and Thomas J. Crociata – Morgan Lewis & Bockius LLP

How Recent Crypto Prosecutions May Crack the U.S. Code by Brian A. Jacobs, Thomas A. McKay, and A. Dennis Dillon – Morvillo Abramowitz Grand Iason & Anello PC

 

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Some Current Articles in
Banking & Financial Services:

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FAPA and the Groundbreaking Impact on the Mortgage Industry by Andrew B. Messite and Michael V. Margarella – Reed Smith LLP

Private Credit Restructuring Trends: Wearing Multiple Hats and Managing Equitable Subordination Risk by David M. Hillman, Peter J. Young, and Maximilian A. Greenburg – Proskauer Rose LLP

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AI in Financial Services:  Balancing the Benefits of AI With Legal and Regulatory Risks by Juan Azel and Camila Machado – Winston & Strawn LLP

Valuing Contributions by Affiliates in Mass Tort Bankruptcies Post-Purdue by Melanie Cyganowski, David Castleman, and Michael Maizel – Otterbourg, Steindler, Houston & Rosen, P.C.

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Innovative Rated Note Structures Spur Insurance Investments in Private Equity by Ramya S. Tiller, Pierre Maugüé, and Christine Gilleland – Debevoise & Plimpton LLP

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Extraterritorial Application of Avoidance Statutes in the United States Bankruptcy Code by Lynn P. Harrison III and Rebecca Wicks – Denton US LLP

Non-Competition Agreements – Their Final Era? by Margaret H. Allen and Sophia Green – Sidley Austin LLP

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Social Media Accounts and Subchapter S Election – All Vital Assets by Mark A. Salzberg and Michelle N. Saney – Squire Patton Bogg

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The Telephone Consumer Protection Act: What You Need to Know and Recent Developments by Terance A. Gonsalves and Alina Ananian

Structuring Credit Facilities for Private Equity Funds by Jan Sysel – Frank, Harris, Shriver & Jacobson LLP

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Appraisal Bias: What the Government is Doing About it and Why Mortgage Lenders Need to Pay Attention by Bob Jaworski and Morgan Schulze – Holland & Knight LLP

Aggressive in the Endgame: The U.S. Bank Regulators’ Proposals Would Hike Bank Capital by Jonathan Gould, Josh Sterling, Nathan Brownback, Peter Petraro, Rubina Ali, and Locke McMurray

 

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Please click here to see a listing of articles in reverse chronological order 2000 -June 2024 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - June 2024 for The Review of Banking & Financial Services